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The DD Form 2977, known as the Deliberate Risk Assessment Worksheet, plays a crucial role in ensuring the safety and effectiveness of military operations. This form is designed to guide personnel through a structured process for identifying and managing risks associated with specific missions or tasks. It begins with a detailed description of the mission and requires essential information about the preparer, including their name, rank, and unit. The form outlines five key steps of risk management: identifying hazards, assessing those hazards, developing and implementing controls, and finally supervising and evaluating the effectiveness of those controls. Each hazard is assessed for its initial risk level based on probability and severity, allowing teams to understand the potential impacts on mission success. The form also provides a systematic way to document controls, assign responsibilities for implementation, and evaluate residual risks after controls are put in place. Furthermore, it incorporates a review process for ongoing operations and encourages feedback and lessons learned to continuously improve risk management practices. By utilizing the DD Form 2977, military personnel can enhance their decision-making and ensure a safer operational environment.

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DELIBERATE RISK ASSESSMENT WORKSHEET

1. MISSION/TASK DESCRIPTION

2. DATE (YYYYMMDD)

3. PREPARED BY

a. Name (Last, First Middle Initial)

b. Rank/Grade

c. Duty Title/Position

d. Unit

e. Work Email

 

 

f. Telephone (DSN/Commercial (Include Area Code))

 

 

 

 

g. UIC/CIN (as required)

h. Training Support/Lesson Plan or OPORD (as required)

 

i. Signature of Preparer

 

 

 

 

 

Five steps of Risk Management: (1) Identify the hazards

(2) Assess the hazards

(3) Develop controls & make decisions

 

(4) Implement controls

(5) Supervise and evaluate (Step numbers not equal to numbered items on form)

 

 

 

 

 

4. SUBTASK/SUBSTEP OF 5. HAZARD MISSION/TASK

6.INITIAL RISK LEVEL

7. CONTROL

8.HOW TO IMPLEMENT/ WHO WILL IMPLEMENT

9.RESIDUAL RISK LEVEL

10.OVERALL RESIDUAL RISK LEVEL (All controls implemented):

11.OVERALL SUPERVISION PLAN AND RECOMMENDED COURSE OF ACTION

12. APPROVAL OR DISAPPROVAL OF MISSION OR TASK

a. Name (Last, First, Middle Initial)

b. Rank/Grade

c. Duty Title/Position

d. Signature of Approval Authority

 

 

 

 

e. Additional Guidance:

DD FORM 2977, SEP 2014

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Probability (expected frequency)

 

 

 

 

 

 

 

 

 

 

 

 

Frequent:

Likely:

Occasional:

Seldom:

Unlikely:

Risk Assessment Matrix

 

Continuous,

Several or

Sporadic or

Infrequent

Possible

 

regular, or

numerous

intermittent

occurrences

occurrences

 

 

inevitable

occurrences

occurrences

 

but improbable

 

 

occurrences

 

 

 

 

Severity (expected consequence)

 

A

B

C

D

E

 

 

 

 

 

 

 

Catastrophic: Mission failure, unit readiness eliminated;

I

EH

EH

H

H

M

death, unacceptable loss or damage

 

 

 

 

 

 

 

 

 

 

 

 

 

Critical: Significantly degraded unit readiness or mission

II

EH

H

H

M

L

capability; severe injury, illness, loss or damage

 

 

 

 

 

 

 

 

 

 

 

 

 

Moderate: Somewhat degraded unit readiness or mission

III

H

M

M

L

L

capability; minor injury, illness, loss, or damage

 

 

 

 

 

 

 

 

 

 

 

 

 

Negligible: Little or no impact to unit readiness or mission

IV

M

L

L

L

L

capability; minimal injury, loss, or damage

 

 

 

 

 

 

 

 

 

 

 

 

 

Legend: EH - Extremely High Risk H - High Risk M - Medium Risk

L - Low Risk

 

 

 

 

 

 

 

 

 

 

13.RISK ASSESSMENT REVIEW (Required when assessment applies to ongoing operations or activities)

a. Date

b. Last Name

c. Rank/Grade

d. Duty Title/Position

e. Signature of Reviewer

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

14. FEEDBACK AND LESSONS LEARNED

15. ADDITIONAL COMMENTS OR REMARKS

DD FORM 2977, SEP 2014

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Instructions for Completing DD Form 2977, "Deliberate Risk Assessment Worksheet"

1.Mission/Task Description: Briefly describe the overall Mission or Task for which the deliberate risk assessment is being conducted.

2.Date (DD/MM/YYY): Self Explanatory.

3.Prepared By: Information provided by the individual conducting the deliberate risk assessment for the operation or training. Legend: UIC = Unit Identification Code; CIN = Course ID Number; OPORD = operation order; DSN = defense switched network; COMM = commercial

4.Sub-task/Sub-Step of Mission/Task: Briefly describe all subtasks or substeps that warrant risk management.

5.Hazard: Specify hazards related to the subtask in block 4.

6.Initial Risk Level: Determine probability and severity. Using the risk assessment matrix (page 3), determine level of risk for each hazard specified. probability, severity and associated Risk Level; enter level into column.

7.Control: Enter risk mitigation resources/ controls identified to abate or reduce risk relevant to the hazard identified in block 5.

8.How to Implement / Who Will Implement: Briefly describe the means of employment for each control (i.e., OPORD, briefing, rehearsal) and the name of the individual unit or office that has primary responsibility for control implementation.

9.Residual Risk Level: After controls are

implemented, determine resulting probability, severity, and residual risk level.

10.Overall Risk After Controls are Implemented: Assign an overall residual risk level. This is equal to or greater than the highest residual risk level (from block 9).

11.Supervision Plan and Recommended Course of Action: Completed by preparer. Identify specific tasks and levels of responsibility for supervisory personnel and provide the decision authority with a recommend course of action for approval or disapproval based upon the overall risk assessment.

12.Approval/Disapproval of Mission/Task: Risk approval authority approves or disapproves the mission or task based on the overall risk assessment, including controls, residual risk level, and supervision plan.

13.Risk Assessment Review: Should be conducted on a regular basis. Reviewers should have sufficient oversight of the mission or activity and controls to provide valid input on changes or adjustments needed. If the residual risk rises above the level already approved, operations should cease until the appropriate approval authority is contacted and approves continued operations.

14.Feedback and Lessons Learned: Provide specific input on the effectiveness of risk controls and their contribution to mission success or failure. Include recommendations for new or revised controls, practicable solutions, or alternate actions. Submit and brief valid lessons learned as necessary to persons affected.

15.Additional Comments or Remarks: Preparer or approval authority provides any additional comments, remarks, or information to support the integration of risk management.

Additional Guidance: Blocks 4-9 may be reproduced as necessary for processing of all subtasks/ substeps of the mission/task. The addition and subtraction buttons are designed to enable users to accomplish this task.

DD FORM 2977, SEP 2014

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Form Specifications

Fact Name Description
Purpose The DD Form 2977 is used to conduct a deliberate risk assessment for military operations or training.
Components The form includes sections for mission description, risk levels, controls, and approval signatures.
Risk Management Steps It outlines five steps: identify hazards, assess hazards, develop controls, implement controls, and supervise/evaluate.
Initial Risk Level Users must determine the initial risk level based on the probability and severity of identified hazards.
Approval Process The form requires an approval or disapproval section, ensuring accountability for the mission or task.
State-Specific Forms Some states may have specific regulations governing the use of risk assessment forms, such as state safety laws.

Dd 2977: Usage Guidelines

Filling out the DD Form 2977 is a crucial step in conducting a deliberate risk assessment for any mission or task. After completing this form, it will be reviewed by the appropriate authorities to ensure all risks are adequately identified and managed. This process helps maintain safety and operational effectiveness.

  1. Mission/Task Description: Provide a brief overview of the mission or task for which the assessment is being conducted.
  2. Date: Enter the date in the format YYYYMMDD.
  3. Prepared By: Fill in the preparer's information, including name, rank/grade, duty title, unit, work email, telephone number, UIC/CIN, and signature.
  4. Sub-task/Sub-step of Mission/Task: Describe any subtasks or substeps that require risk management.
  5. Hazard: Specify any hazards associated with the subtask identified in the previous step.
  6. Initial Risk Level: Assess the probability and severity of each hazard using the risk assessment matrix. Record the risk level.
  7. Control: List the risk mitigation resources or controls that will reduce the identified hazards.
  8. How to Implement / Who Will Implement: Describe how each control will be implemented and identify the responsible individual or unit.
  9. Residual Risk Level: After implementing controls, reassess the probability, severity, and resulting risk level.
  10. Overall Residual Risk Level: Assign a final risk level based on the highest residual risk from the previous step.
  11. Supervision Plan and Recommended Course of Action: Detail the supervisory tasks and responsibilities, along with a recommended course of action.
  12. Approval/Disapproval of Mission/Task: The approval authority should sign off on the mission or task, indicating approval or disapproval.
  13. Risk Assessment Review: Document the review date, reviewer’s name, rank/grade, duty title, and signature.
  14. Feedback and Lessons Learned: Provide insights on the effectiveness of the risk controls and any lessons learned.
  15. Additional Comments or Remarks: Include any further comments or information that may assist in risk management.

Your Questions, Answered

What is the DD Form 2977?

The DD Form 2977, also known as the Deliberate Risk Assessment Worksheet, is a tool used by military personnel to assess risks associated with specific missions or tasks. It helps in identifying potential hazards, evaluating their severity and likelihood, and implementing controls to mitigate those risks.

How do I fill out the DD Form 2977?

To complete the DD Form 2977, start by providing a brief description of the mission or task. Include the date and the preparer's information, such as name, rank, and contact details. Identify subtasks and related hazards, assess the initial risk level, and outline controls to mitigate those risks. Finally, indicate how and who will implement these controls and assess the residual risk level after implementation.

What are the key components of the DD Form 2977?

The key components include the mission/task description, date, prepared by information, subtasks, hazards, initial risk levels, controls, implementation details, residual risk levels, and an overall supervision plan. Each section is designed to ensure a comprehensive risk assessment.

What is the purpose of the risk assessment matrix included in the form?

The risk assessment matrix helps determine the initial risk level by evaluating the probability and severity of identified hazards. It categorizes risks into levels such as high, medium, and low, guiding decision-makers on how to manage those risks effectively.

Who is responsible for the approval or disapproval of the mission/task?

The approval or disapproval of the mission or task is the responsibility of the designated risk approval authority. This individual reviews the overall risk assessment, including identified controls and residual risk levels, before making a decision.

What should I do if the residual risk level increases after controls are implemented?

If the residual risk level rises above the approved level, operations should cease immediately. The preparer must consult the appropriate approval authority to reassess and approve continued operations, ensuring safety and compliance with risk management protocols.

How can feedback and lessons learned be integrated into the DD Form 2977 process?

Feedback and lessons learned should be documented in the designated section of the form. This input can include the effectiveness of risk controls and recommendations for improvements. Sharing this information helps refine future risk assessments and enhances overall mission success.

Common mistakes

  1. Incomplete Mission/Task Description: Providing a vague or incomplete description of the mission or task can lead to misunderstandings. Clearly outline the task to ensure all risks are properly assessed.

  2. Incorrect Date Format: The date must be in the YYYYMMDD format. Failing to follow this format can cause confusion and delays in processing the form.

  3. Missing Prepared By Information: All fields under the "Prepared By" section should be filled out completely. Omitting any details such as name, rank, or contact information can hinder communication.

  4. Neglecting Hazard Identification: It is crucial to specify all hazards related to the subtask. Overlooking any potential hazards can compromise safety and mission success.

  5. Failure to Assess Initial Risk Level: Not determining the initial risk level for each hazard can lead to inadequate risk management. Use the risk assessment matrix to evaluate probability and severity.

  6. Inadequate Control Measures: Entering insufficient or vague controls in the "Control" section can lead to ineffective risk mitigation. Clearly define all risk mitigation strategies and responsible parties.

Documents used along the form

The DD Form 2977, known as the Deliberate Risk Assessment Worksheet, is a crucial document used in military operations to assess and manage risks associated with missions or tasks. Alongside this form, several other documents are frequently utilized to ensure comprehensive risk management and operational effectiveness. Below is a list of these documents, each accompanied by a brief description.

  • DD Form 250: This form serves as a material inspection and receiving report. It documents the receipt of goods and services and is essential for tracking inventory and ensuring accountability.
  • OPORD (Operation Order): An OPORD outlines the details of a military operation, including objectives, tasks, and coordination among units. It provides a framework for executing the mission effectively.
  • DD Form Form 314: This form is used to record the results of a risk assessment review. It helps in tracking changes in risk levels and documenting the effectiveness of implemented controls.
  • Risk Management Plan: A comprehensive document that outlines the strategies for identifying, assessing, and mitigating risks throughout the lifecycle of a project or operation.
  • Training Support Package (TSP): This package includes materials and resources necessary for conducting training sessions. It ensures that personnel are adequately prepared for their roles in the mission.
  • Safety Assessment: A detailed evaluation that identifies potential safety hazards associated with a mission. It is crucial for ensuring the well-being of personnel involved in the operation.
  • Feedback Report: This document captures lessons learned from previous missions. It provides insights into what worked well and what did not, aiding in future planning and risk management.
  • Incident Report: Used to document any accidents or incidents that occur during operations. This report is essential for analyzing risks and improving safety protocols.
  • Commander's Intent: A statement that conveys the purpose and desired outcome of a mission. It guides decision-making and helps align efforts among team members.
  • After Action Review (AAR): A structured review process that evaluates the performance of a mission after its completion. It focuses on identifying successes and areas for improvement.

These documents collectively enhance the risk management process and ensure that military operations are conducted safely and effectively. By utilizing them in conjunction with the DD Form 2977, military personnel can better prepare for and respond to the challenges they may face in the field.

Similar forms

  • DD Form 2976: This form is also a risk assessment tool used by military personnel. It focuses on immediate risks associated with specific operations or activities, similar to how the DD Form 2977 assesses deliberate risks for broader tasks.
  • DD Form 1384: Known as the "Transportation Control and Movement Document," this form tracks the movement of personnel and equipment. Like the DD Form 2977, it includes critical information to ensure safety and efficiency during operations.
  • DD Form 2792: This form is used for medical assessments and can identify health risks in military personnel. It parallels the DD Form 2977 in that both forms aim to evaluate and mitigate risks to ensure mission success.
  • DA Form 7566: This is the "Risk Management Worksheet" used by the Army. It shares a similar purpose with the DD Form 2977, focusing on identifying and controlling risks associated with military operations.
  • AF Form 102: This is the "Risk Management Assessment" form used by the Air Force. It helps in evaluating risks in various tasks, akin to the DD Form 2977's comprehensive risk assessment approach.
  • OPORD: The Operation Order outlines the mission and includes risk management considerations. It is similar to the DD Form 2977 as it integrates risk assessment into planning and execution of military operations.

Dos and Don'ts

When filling out the DD Form 2977, it is essential to follow specific guidelines to ensure accuracy and clarity. Below are five things to do and avoid.

  • Do provide a clear and concise mission/task description.
  • Do include all necessary contact information for the preparer.
  • Do assess each hazard thoroughly using the risk assessment matrix.
  • Do specify who will implement the controls and how they will be executed.
  • Do review the form for completeness before submission.
  • Don't leave any sections blank unless specifically instructed.
  • Don't underestimate the risks; always assess them accurately.
  • Don't use vague language; be specific about hazards and controls.
  • Don't forget to include a signature from the approval authority.
  • Don't neglect to document feedback and lessons learned after the assessment.

Misconceptions

Understanding the DD Form 2977, also known as the Deliberate Risk Assessment Worksheet, is crucial for effective risk management in military operations. However, several misconceptions can lead to confusion. Here are seven common misunderstandings:

  • The form is only for military personnel. While primarily used by military members, the principles of risk assessment can be beneficial for any organization involved in high-stakes activities.
  • Completing the form guarantees safety. The DD Form 2977 helps identify and mitigate risks, but it does not eliminate them entirely. Ongoing evaluation and supervision are essential.
  • All sections must be filled out for every task. Not every section is necessary for every mission. Only relevant sections should be completed based on the specific task at hand.
  • Risk assessment is a one-time process. Risk management is continuous. Regular reviews and updates to the assessment are crucial, especially as conditions change.
  • Only the preparer needs to understand the form. All team members involved in the mission should be familiar with the risk assessment to ensure everyone understands potential hazards and controls.
  • The form is only about identifying hazards. While identifying hazards is important, the form also emphasizes developing controls, implementing them, and evaluating their effectiveness.
  • Approval means no further action is needed. Approval of the mission or task is just the beginning. Continuous monitoring and feedback are vital to adapt to any new risks that arise.

By addressing these misconceptions, individuals can better utilize the DD Form 2977 and enhance their risk management practices.

Key takeaways

When filling out the DD 2977 form, here are some important points to remember:

  • Mission/Task Description: Clearly describe the mission or task for which the risk assessment is being conducted. This sets the context for the entire assessment.
  • Date: Enter the date in the specified format (YYYYMMDD) to ensure clarity and consistency.
  • Prepared By: Include detailed information about the individual conducting the assessment, such as name, rank, and contact information.
  • Hazard Identification: Specify any hazards related to the mission or task. This is crucial for effective risk management.
  • Risk Levels: Use the risk assessment matrix to determine the initial risk level based on probability and severity. This will guide your decisions.
  • Control Measures: Identify and document risk mitigation strategies that can help reduce or eliminate the hazards.
  • Implementation: Clearly outline how and who will implement the control measures. This ensures accountability and clarity in execution.
  • Approval Process: The mission or task requires approval based on the overall risk assessment. Ensure the appropriate authority reviews and approves it.

By keeping these key points in mind, you can effectively complete the DD 2977 form and contribute to a safer operational environment.