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The CF-1R Alt HVAC form is a crucial document for anyone involved in residential HVAC alterations in California, specifically within Climate Zones 10 to 15. This form is part of the 2008 Building Energy Efficiency Standards, which aim to enhance energy conservation in residential buildings. It is essential for contractors to understand when a permit is required, as various HVAC projects, including new installations, relocations, and significant ductwork changes, necessitate obtaining a written construction permit from the local enforcement agency. The form outlines specific requirements for heating and cooling equipment, ensuring that systems meet minimum efficiency standards, such as a 78% Annual Fuel Utilization Efficiency (AFUE) for heating equipment and a minimum of 13 Seasonal Energy Efficiency Ratio (SEER) for air conditioners and heat pumps. Additionally, the form mandates that newly installed or replaced ducts achieve certain insulation values and that all joints and openings in the HVAC system are properly sealed. Compliance with these regulations is not optional; failure to adhere can lead to disciplinary action from the Contractors State License Board, including fines or license suspension. Furthermore, the form details the necessity for Home Energy Rating System (HERS) verification for all HVAC alterations, ensuring that contractors complete specific tests and submit necessary forms for final inspection. By understanding the CF-1R Alt HVAC form, contractors can navigate the complexities of HVAC alterations while ensuring compliance with California's energy efficiency standards.

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(ENFORCEMENT AGENCY CAN CUSTOMIZE WITH LETTERHEAD/SEAL)

2008 Building Energy Efficiency Standards Residential HVAC Alterations Climate

Zones 10 to 15

BUSINESS AND PROFESSIONS CODE, SECTION 7110

Willful or deliberate disregard and violation of the building laws, including the California Building Code, and local permit requirements constitutes a cause for disciplinary action from the Contractors State License Board working in conjunction with the local building department. This action may consist of fines up to $5,000 per violation or suspension/revocation of a contractor’s license.

WHEN IS A PERMIT REQUIRED?

A written construction permit shall be obtained from the enforcement agency prior to the erection, construction, reconstruction, installation, relocation, or alteration of any mechanical system, except as permitted in Appendix Chapter 1, Section 112.2 of the 2007 California Mechanical Code. Projects requiring permits include, but are not limited to:

New HVAC installation

Relocation of an existing HVAC unit

HVAC Changeout

Adding or replacing more than 40ft ducting

• Replacement of furnace, coil, FAU, or condenser

 

in unconditioned space

2008 BUILDING ENERGY EFFICIENCY STANDARDS (Title 24, Part 6) REQUIREMENTS INCLUDE:

1.Heating equipment must have a minimum 78% AFUE (Exception: Wall & floor furnaces; room heaters).

2.Central air conditioners & heat pumps less than 65,000 Btu/hr must have a minimum 13 SEER.

3.Newly installed or replaced ducts must have a minimum insulation value of R-4.2. When more than 40 ft of ducting will be installed or replaced, the duct insulation value must be R-6 (CZ 10-13), or R-8 (CZ 14 and 15).

4.A setback type thermostat (24 hr clock with four set points) is required for all alterations.

5.New or replacement ducts must meet the mandatory requirements of Section 150(m):

All joints and openings in the in the HVAC system must be sealed.

Only UL 181, UL 181A, or UL 181B approved tapes or mastic shall be used to seal duct openings.

Connections of metals ducts and the inner core of flex ducts shall be mechanically fastened. Flex ducts must be connected using a metal sleeve/coupling.

Flex ducts that are suspended must be supported every 4ft. max for horizontal runs with no more than 2” of sag between supports and 6 ft. max for vertical runs.

WHEN IS HERS VERIFICATION REQUIRED AND WHAT FORMS ARE REQUIRED?

HERS verification is required for all HVAC alterations in Climate Zone 10-15. A HERS rater is a special inspector for the building department. The building inspector may also request to be on site to witness testing by the contractor and/or HERS rater. The installer picks one of the four options on the CF-1R-ALT-HVAC Form that describe the work being conducted. Each option lists the forms required to be at the job site for final inspection.

CF-6R Forms shall be completed and submitted by the installing contractor for final inspection.*

CF-4R Forms shall be completed, registered with an approved HERS Provider (cannot be completed by hand), and submitted by the HERS Rater for final inspection effective January 1, 2010.

DESCRIPTION OF HERS TESTS BELOW (Full descriptions found in Residential Appendix RA3 and Residential Manual)

Duct sealing – The installer is to insure leakage of the HVAC system is less than 6% for new air conditioning system (new equipment and all new ducts) or 15%, 60% reduction, seal all accessible leaks, etc. for alterations to existing HVAC systems. When the contractor uses the option to seal all accessible leaks, all easily movable objects must be moved to seal existing ducting. New ducting installed by the contractor is not allowed to have any leaks even if it is no longer accessible. In example 3 of the CF-1R “all new ducts” means that all the ducting was changed. The original boots, plenums, etc. do not need to be changed.

Cooling Coil Airflow (CCA) – There are two different minimum air flow requirements that must be met. These are 300 CFM and 350 CFM. The minimum 300 CFM per ton of cooling is required in order to conduct a refrigerant charge test. For new HVAC systems (new equipment and new ducts) the HVAC system must move a minimum 350 CFM of air for each ton of cooling.

Refrigerant Charge (RC) – The installer is required to verify the charge is correct. If the outside temperature is below 55 degrees then the weigh in method must be used by the installer. When the weigh in method is used the HERS rater must retest when the temperature is 55 and above. A charge indicator display (CID) can be used in place of conducting an RC, manufacturers are currently developing this device.

Temperature Measurement Access Holes (TMAH) – Installer must drill and mark holes to measure temperature split.

Hole for the placement of a Static Pressure Probe (HSPP) or Permanently installed Static Pressure Probe (PSPP) – Either the installer must drill and mark holes to measure static pressure or a permanently installed pressure probe must be installed and marked. Saturation Temperature Measurement Sensors (STMS) – Permanently installed type K thermocouple are installed on the indoor and outdoor coil so that the HERS rater can verify charge without attaching gauges. Instructions are found in Ch 4 of the Res. Manual. Fan Watt Draw (FWD) – Installer verifies that the furnace fan watt draw is less than 0.58 Watts/CFM.

NOTE: The CF-6R-MECH-04 is required for all HVAC alterations.

*For Final inspection ALL compliance forms (CF-1Rs, CF-6Rs, and CF-4Rs) shall be registered with an approved HERS Provider for building permit applications submitted on or after October 1, 2010.

Required Forms:

Simplified Prescriptive Certificate of Compliance: 2008 Residential HVAC Alterations

CF-1R-ALT-HVAC

Climate Zones 10 to 15

 

 

 

 

 

 

 

 

 

 

 

 

 

Site Address:

 

 

Enforcement Agency:

Date:

 

Permit #:

 

 

 

 

 

 

Equipment Type1

List Minimum Efficiency2

 

Conditioned Floor

 

Duct insulation requirement

Area

 

Thermostat

† Packaged Unit

 

 

Over 40 ft of ducts added or

 

 

† Setback

† Furnace

† AFUE____

† COP______

 

 

replaced in unconditioned space

Served by system

 

(If not already

† Indoor Coil

†SEER_____

† HSPF ____

 

† R 6 (CZ 10-13)

________ sf

 

present, must be

† Condensing Unit

† EER _____

† Resistance

 

† R 8 (CZ 14-15)

 

 

installed)

† Other ________

 

 

 

 

 

 

 

 

 

 

1.Equipment Type: Choose the equipment being installed; if more than one system, use another CF-1R-ALT-HVAC for each system.

2.Minimum Equipment Efficiencies: 13 SEER, 78% AFUE, 7.7HSPF for typical residential systems.

HERS VERIFICATION SUMMARY Listed below are four HVAC alteration Options. The installer decides what work is being done and picks one of the appropriate Options. Each Option lists the HERS measures that must be conducted. A copy of the forms shall be left on site for final inspection and a copy given to the homeowner. At final, the inspector verifies that the work listed on this form was in fact the work completed by the installer. The inspector also verifies that each appropriate CF-6R and registered CF-4R forms (no hand filled CF-4Rs allowed) are filled out and signed. Beginning October 1, 2010, a registered copy of the CF-1R and CF-6R shall also be on site for final inspection.

† 1. HVAC Changeout

Required Forms:

All HVAC Equipment replaced

CF-6R forms: MECH-04, MECH-21-HERS and (for split systems) MECH- 25-HERS

CF-4R forms: MECH- 21 and (for split systems) MECH-25

 

Condenser Coil and /or

CF-6R forms: MECH-21-HERS and (for split systems) MECH- 25-HERS

Indoor Coil and /or

CF-4R forms: MECH- 21 and (for split systems) MECH-25

Furnace

 

For Split Systems: Duct leakage < 15 percent; RC, CCA ≥ 300 CFM/ton(Minimum Air Flow Requirement), TMAH

For Packaged Units: Duct leakage < 15 percent

Exempted from duct leakage testing if:

†1. Duct system was documented to have been previously sealed and confirmed through HERS verification, or

†2. Duct systems with less than 40 linear feet in unconditioned space, or

†3. Existing duct systems are constructed, insulated or sealed with asbestos

†2. New HVAC System

Cut in or Changeout with new ducts: (all new ducting and all new equipment)

Required Forms:

CF-6R forms: MECH-04, MECH-20-HERS,and (for split systems) MECH-22-HERS, and MECH-25-HERS

CF-4R forms: MECH 20-, and (for split systems)MECH-22, and MECH 25

For Split Systems: Duct leakage < 6 percent; RC, CCA ≥ 350 CFM/ton, FWD, TMAH, STMS, and either HSPP or PSPP.

For Packaged Units: Duct leakage < 6 percent

†3. New Ducts with/or without Replacement

Includes replacing or installing all new ducting and/or outdoor condensing unit and/or indoor coil and/or furnace. No or some equipment changed.

Required Forms:

CF-6R forms: MECH-04, MECH-20-HERS,and (for split systems) MECH-25-HERS

CF-4R forms: MECH-20 and (for split systems) MECH-25

For Split Systems: Duct leakage < 6 percent, RC, CCA ≥ 300 CFM/ton, TMAH

For Packaged Units: Duct leakage < 6 percent

† 4. New Ducting over 40 feet

Includes adding or replacing more than 40 CF-6R forms: MECH-04, MECH-21-HERS CF-4R forms: MECH-21 linear feet of duct in unconditioned space.

For split system or packaged units: Duct leakage < 15 percent

†EXCEPTION: Existing duct systems constructed, insulated or sealed with asbestos.

Contractor (Documentation Author's /Responsible Designer's Declaration Statement)

I certify that this Certificate of Compliance documentation is accurate and complete.

I am eligible under Division 3 of the California Business and Professions Code to accept responsibility for the design identified on this Certificate of Compliance.

I certify that the energy features and performance specifications for the design identified on this Certificate of Compliance conform to the requirements of Title 24, Parts 1 and 6 of the California Code of Regulations.

The design features identified on this Certificate of Compliance are consistent with the information documented on other applicable compliance forms, worksheets, calculations, plans and specifications submitted to the enforcement agency for approval with the permit application.

Name:

Company:

Address:

City/State/Zip:

Signature:

Date:

License:

Phone:

2008 Residential Compliance Forms

March 2010

Form Specifications

Fact Name Details
Governing Law California Business and Professions Code, Section 7110 governs HVAC alterations.
Permit Requirement A written construction permit is necessary before any HVAC alterations, except as specified in the 2007 California Mechanical Code.
HERS Verification HERS verification is required for all HVAC alterations in Climate Zones 10-15, ensuring compliance with energy efficiency standards.
Minimum Efficiency Standards Heating equipment must have at least 78% AFUE; central air conditioners require a minimum of 13 SEER.
Required Forms CF-6R forms must be completed by the installing contractor, while CF-4R forms must be registered with an approved HERS provider.
Duct Insulation Requirements Newly installed ducts must have a minimum insulation value of R-4.2; for over 40 ft of ducting, R-6 or R-8 is required depending on climate zone.

Cf 1R Alt Hvac: Usage Guidelines

Filling out the CF-1R Alt HVAC form is an essential step in ensuring compliance with California's building energy efficiency standards for HVAC alterations. This form is required for various HVAC projects in specific climate zones, and it helps document the necessary details for inspections and approvals. Below are the steps to complete the form accurately.

  1. Start by entering the site address where the HVAC work will take place.
  2. Fill in the enforcement agency responsible for the project.
  3. Record the date of the application.
  4. Input the permit number associated with the project.
  5. Select the equipment type being installed (e.g., packaged unit, furnace, indoor coil, etc.).
  6. For each equipment type, provide the minimum efficiency ratings as required (e.g., AFUE, SEER, EER).
  7. Specify the conditioned floor area that the HVAC system will serve.
  8. Indicate the duct insulation requirement based on the climate zone (R-6 for zones 10-13 and R-8 for zones 14-15).
  9. Confirm if a setback thermostat will be installed.
  10. Choose one of the four HVAC alteration options that best describes the work being done.
  11. Review the required forms for the selected option and ensure they are listed.
  12. Complete the contractor's declaration section, certifying the accuracy and compliance of the documentation.
  13. Provide the contractor's name, company, address, city/state/zip, signature, date, license number, and phone number.

After completing the form, it will need to be submitted along with the required supporting documents to the enforcement agency. This submission is crucial for obtaining the necessary permits and ensuring that the HVAC alterations meet all applicable regulations and standards.

Your Questions, Answered

What is the CF-1R Alt HVAC form?

The CF-1R Alt HVAC form is a document required for HVAC alterations in California's Climate Zones 10 to 15. It ensures compliance with the 2008 Building Energy Efficiency Standards. This form outlines the specific requirements and necessary inspections for HVAC projects to promote energy efficiency and safety.

When is a permit required for HVAC work?

A permit is necessary before starting any construction, installation, or alteration of mechanical systems, including HVAC units. This applies to new installations, relocations, and significant changes like replacing more than 40 feet of ducting or components in unconditioned spaces.

What are the minimum efficiency requirements for HVAC systems?

Heating equipment must have at least a 78% Annual Fuel Utilization Efficiency (AFUE). For central air conditioners and heat pumps under 65,000 BTU/hr, a minimum of 13 Seasonal Energy Efficiency Ratio (SEER) is required. Additionally, newly installed ducts need a minimum insulation value of R-4.2, increasing to R-6 or R-8 depending on the climate zone.

What is HERS verification, and when is it required?

HERS verification is a process that ensures HVAC alterations meet energy efficiency standards. It is required for all HVAC changes in Climate Zones 10 to 15. A HERS rater, a special inspector, will confirm compliance with the necessary energy efficiency measures during the final inspection.

What forms must be submitted for final inspection?

For final inspection, the installer must submit CF-6R forms, which detail the work completed, and CF-4R forms, which are completed by the HERS rater. All forms must be registered with an approved HERS Provider, ensuring they meet the necessary standards.

What are the consequences of not obtaining the required permits?

Failure to obtain the necessary permits can result in disciplinary action from the Contractors State License Board. This may include fines up to $5,000 per violation or even suspension or revocation of a contractor’s license.

What are the requirements for duct sealing?

For new air conditioning systems, duct leakage must be less than 6%. For alterations to existing systems, leakage must be below 15%. All accessible leaks must be sealed, and new ducts should not have any leaks, even if they are not easily accessible.

What is the significance of the setback thermostat requirement?

A setback thermostat is essential for all HVAC alterations. It allows for better temperature control, contributing to energy savings. This device should have a 24-hour clock and four set points to optimize heating and cooling efficiency.

What happens during the final inspection?

During the final inspection, the inspector verifies that the work listed on the CF-1R Alt HVAC form matches what was completed. They will also check that all required CF-6R and registered CF-4R forms are filled out correctly and present on-site.

How can I ensure compliance with the CF-1R Alt HVAC form requirements?

To ensure compliance, carefully follow the guidelines outlined in the CF-1R Alt HVAC form. Work with qualified contractors who understand the requirements and can help with proper documentation and inspections. Keeping all forms organized and registered will also facilitate a smoother inspection process.

Common mistakes

  1. Inaccurate Equipment Information: Many individuals fail to provide precise details about the HVAC equipment being installed or altered. This includes missing or incorrect entries for minimum efficiency ratings, such as AFUE, SEER, or HSPF. Accurate information is crucial for compliance with energy efficiency standards.

  2. Improper Selection of Required Forms: Users often select the wrong forms for their specific HVAC alteration type. Each alteration option has designated forms that must be completed and submitted. Not adhering to this requirement can lead to delays or complications during the inspection process.

  3. Neglecting HERS Verification: Some applicants overlook the necessity for HERS verification. All HVAC alterations in Climate Zones 10-15 require this verification. Failure to arrange for a HERS rater can result in non-compliance and potential penalties.

  4. Incomplete Documentation: Submitting incomplete forms is a common mistake. All necessary sections of the CF-1R-ALT-HVAC form must be filled out thoroughly. Missing signatures or required information can lead to rejection of the application.

  5. Ignoring Duct Insulation Requirements: Many individuals do not pay close attention to duct insulation specifications. For instance, if more than 40 feet of ducting is added or replaced, the insulation values must meet specific standards (R-6 or R-8, depending on the climate zone). Non-compliance can lead to costly revisions.

Documents used along the form

The CF-1R Alt HVAC form is essential for HVAC alterations in California, particularly in climate zones 10 to 15. However, several other forms and documents often accompany it to ensure compliance with building codes and regulations. Below is a list of these forms, each playing a vital role in the overall process.

  • CF-6R Forms: These forms are completed by the installing contractor and submitted for final inspection. They detail the compliance measures taken during the installation of HVAC systems, ensuring that energy efficiency standards are met.
  • CF-4R Forms: This form is registered with an approved HERS Provider and submitted by the HERS Rater. It verifies that the HVAC system meets all necessary energy efficiency requirements and must be completed electronically, as handwritten submissions are not accepted.
  • HERS Verification Summary: This document outlines the specific HERS measures that need to be conducted for the HVAC alteration. It ensures that all testing and inspections are properly documented and verified by a HERS rater.
  • Simplified Prescriptive Certificate of Compliance: This certificate confirms that the HVAC installation meets the minimum efficiency standards set forth in the California Building Energy Efficiency Standards. It serves as a summary of the compliance measures taken.
  • Documentation Author's Declaration Statement: This statement is signed by the responsible designer, certifying that all documentation is accurate and complies with the relevant regulations. It ensures accountability and transparency in the compliance process.
  • Inspection Reports: These reports provide a record of the inspection findings conducted by the building inspector or HERS rater. They detail any issues found during the inspection and confirm whether the installation complies with all applicable codes.

Each of these documents plays a critical role in ensuring that HVAC alterations comply with regulations and standards. Proper completion and submission of these forms can help avoid potential fines and ensure a smooth inspection process.

Similar forms

  • CF-1R Form: This form is used for general compliance with energy efficiency standards in residential buildings. Like the CF-1R Alt HVAC form, it requires detailed information about the HVAC system and its efficiency ratings.
  • CF-6R Form: This document is essential for final inspections. It ensures that the installed HVAC systems meet the required energy efficiency standards, similar to the CF-1R Alt HVAC form.
  • CF-4R Form: This form is completed by a HERS rater and is necessary for compliance verification. Both the CF-4R and CF-1R Alt HVAC forms focus on the performance of HVAC systems.
  • HERS Verification Report: This report confirms that the HVAC system meets the performance criteria. It parallels the CF-1R Alt HVAC form in its emphasis on energy efficiency and compliance.
  • Building Permit Application: This application is required for construction projects, including HVAC installations. Like the CF-1R Alt HVAC form, it ensures that all work complies with local building codes.
  • Energy Compliance Certificate: This certificate verifies that a building meets energy efficiency standards. It shares similarities with the CF-1R Alt HVAC form in its purpose of ensuring compliance.
  • Mechanical Code Compliance Form: This form ensures that mechanical systems, including HVAC, comply with the mechanical code. It is similar to the CF-1R Alt HVAC form in its focus on regulatory compliance.
  • Inspection Checklist: This checklist is used by inspectors to verify that all aspects of a project meet local codes. It serves a similar purpose to the CF-1R Alt HVAC form during the final inspection.
  • Change Order Form: This form documents any changes to the original project plans. Like the CF-1R Alt HVAC form, it ensures that any modifications comply with regulations.
  • Installation Manual: This manual provides guidelines for proper installation of HVAC systems. It is similar to the CF-1R Alt HVAC form in that both emphasize the importance of following established standards for efficiency and safety.

Dos and Don'ts

When filling out the CF-1R Alt HVAC form, it is important to follow specific guidelines to ensure compliance and accuracy. Here are seven things you should and shouldn't do:

  • Do read the instructions carefully before starting.
  • Do ensure all required forms are completed and available for final inspection.
  • Do provide accurate information about the equipment being installed.
  • Do check the minimum efficiency requirements for HVAC systems.
  • Don't leave any sections of the form blank; fill in all required fields.
  • Don't submit hand-filled CF-4R forms; they must be registered with an approved HERS Provider.
  • Don't ignore local building codes or permit requirements; they must be followed strictly.

Misconceptions

Misconceptions about the CF-1R Alt HVAC form can lead to confusion and potential non-compliance with California's building energy efficiency standards. Here are seven common misconceptions, clarified for better understanding.

  • A permit is not necessary for HVAC alterations. Many believe that minor changes do not require a permit. However, any installation, relocation, or alteration of mechanical systems typically requires a written construction permit from the enforcement agency.
  • Only new HVAC installations require HERS verification. This is incorrect. HERS verification is mandatory for all HVAC alterations in Climate Zones 10-15, regardless of whether the system is new or existing.
  • All ductwork can be replaced without restrictions. In reality, if more than 40 feet of ducting is added or replaced, specific insulation requirements must be met. The insulation value must be R-6 or R-8, depending on the climate zone.
  • Any type of tape can be used for sealing ducts. This is a misconception. Only UL 181, UL 181A, or UL 181B approved tapes or mastic are permitted for sealing duct openings to ensure compliance with energy standards.
  • There are no penalties for non-compliance with the CF-1R form. In fact, willful disregard of building laws can lead to fines up to $5,000 per violation or even the suspension or revocation of a contractor's license.
  • The CF-1R form is the only document needed for final inspection. This is misleading. The installer must also have CF-6R and CF-4R forms completed and registered with an approved HERS provider for final inspection.
  • All equipment must be replaced during an HVAC changeout. Not necessarily. The CF-1R form allows for partial replacements, such as changing out specific components like the indoor coil or furnace, without needing to replace the entire system.

Understanding these misconceptions helps ensure compliance with California's building energy efficiency standards and promotes better practices in HVAC alterations.

Key takeaways

Here are five key takeaways for filling out and using the CF-1R Alt HVAC form:

  • Understand Permit Requirements: A permit is necessary for any mechanical system alterations, including new installations and duct replacements exceeding 40 feet.
  • Know the Efficiency Standards: Ensure that heating equipment meets a minimum of 78% AFUE and central air conditioners achieve at least 13 SEER.
  • Complete Required Forms: The installer must select the appropriate option on the CF-1R-ALT-HVAC form and ensure that CF-6R and CF-4R forms are filled out for final inspection.
  • HERS Verification: HERS verification is mandatory for all HVAC alterations in Climate Zones 10-15, and a HERS rater must be involved in the process.
  • Documentation Accuracy: The contractor must certify that all documentation is accurate and complete, adhering to the requirements of Title 24 and local regulations.