Homepage Blank Army Risk PDF Form
Article Guide

The Army Risk form, formally known as the Deliberate Risk Assessment Worksheet (DD Form 2977), plays a crucial role in ensuring the safety and effectiveness of military operations. It is designed to systematically evaluate potential hazards associated with specific missions or tasks. The form guides users through a structured process that includes identifying hazards, assessing their impact, and developing control measures. Each section requires detailed information, such as the mission description, date, and the preparer's contact details, including rank and unit. Furthermore, the form emphasizes the importance of implementing controls and assigning responsibility for risk management. After evaluating the risks, users must determine the overall residual risk level, which can range from extremely high to low. The approval section allows leadership to endorse or reject the proposed mission based on the assessed risks. This thorough approach not only enhances operational readiness but also fosters a culture of safety within military units.

Document Preview

DELIBERATE RISK ASSESSMENT WORKSHEET

1. MISSION/TASK DESCRIPTION

2.DATE (DD/MM/YYYY)

3. PREPARED BY

 

a. Name (Last, First, Middle Initial)

 

 

 

 

b. Rank/Grade

 

 

c. Duty Title/Position

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

d. Unit

 

e. Work Email

 

 

 

f. Telephone (DSN/Commercial (Include Area Code))

 

 

 

 

 

 

 

 

 

 

 

 

g. UIC/CIN (as required)

 

h. Training Support/Lesson Plan or OPORD (as required)

i. Signature of Preparer

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Five steps of Risk Management: (1) Identify the hazards

(2) Assess the hazards

(3) Develop controls & make decisions

 

 

 

 

 

(4) Implement controls

(5) Supervise and evaluate

 

(Step numbers not equal to numbered items on form)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

4. SUBTASK/SUBSTEP

 

5. HAZARD

6. INITIAL

 

7. CONTROL

 

 

8. HOW TO IMPLEMENT/

 

9. RESIDUAL

 

 

RISK

 

 

 

WHO WILL IMPLEMENT

 

RISK LEVEL

 

OF MISSION/TASK

 

 

 

LEVEL

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

How:

 

 

 

 

 

 

 

 

 

 

 

 

 

Who:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

How:

 

 

 

 

 

 

 

 

 

 

 

 

 

Who:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

How:

 

 

 

 

 

 

 

 

 

 

 

 

 

Who:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

How:

 

 

 

 

 

 

 

 

 

 

 

 

 

Who:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

How:

 

 

 

 

 

 

 

 

 

 

 

 

 

Who:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Additional entries for items 5 through 9 are provided on page 2.

 

 

 

10. OVERALL RESIDUAL RISK LEVEL (All controls implemented):

 

 

 

 

 

 

 

 

EXTREMELY HIGH

 

HIGH

 

 

MEDIUM

LOW

 

11. OVERALL SUPERVISION PLAN AND RECOMMENDED COURSE OF ACTION

 

 

 

 

 

 

12. APPROVAL OR DISAPPROVAL OF MISSION OR TASK

APPROVE

DISAPPROVE

a.Name (Last, First, Middle Initial)

b. Rank/Grade

c. Duty Title/Position

d. Signature of Approval Authority

e. Additional Guidance:

DD FORM 2977, JAN 2014

Page 1 of 2 Pages

 

Adobe Professional X

 

 

DELIBERATE RISK ASSESSMENT WORKSHEET

 

 

 

 

 

 

 

 

 

4. SUBTASK/SUBSTEP

 

5. HAZARD

6.

INITIAL

7. CONTROL

8. HOW TO IMPLEMENT/

9. RESIDUAL

 

 

RISK

OF MISSION/TASK

 

 

 

 

WHO WILL IMPLEMENT

RISK LEVEL

 

 

 

LEVEL

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

How:

 

 

 

 

 

 

 

Who:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

How:

 

 

 

 

 

 

 

Who:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

How:

 

 

 

 

 

 

 

Who:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

How:

 

 

 

 

 

 

 

Who:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

How:

 

 

 

 

 

 

 

Who:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

How:

 

 

 

 

 

 

 

Who:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

How:

 

 

 

 

 

 

 

Who:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

How:

 

 

 

 

 

 

 

Who:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

How:

 

 

 

 

 

 

 

Who:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

How:

 

 

 

 

 

 

 

Who:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

How:

 

 

 

 

 

 

 

Who:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

How:

 

 

 

 

 

 

 

Who:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

How:

 

 

 

 

 

 

 

Who:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

How:

 

 

 

 

 

 

 

Who:

 

 

 

 

 

 

 

 

 

DD FORM 2977, JAN 2014

 

 

 

 

2

2

 

 

 

 

Page ____ of ____ Pages

DELIBERATE RISK ASSESSMENT WORKSHEET

 

 

 

 

 

 

 

 

Probability (expected frequency)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Risk Assessment Matrix

 

 

Frequent:

 

Likely:

 

 

Occasional:

 

Seldom:

Unlikely:

 

 

Continuous,

 

Several or

 

 

Sporadic or

 

Infrequent

Possible

 

 

 

 

 

regular, or

 

numerous

 

 

intermittent

 

occurrences

occurrences but

 

 

 

 

 

inevitable

 

occurrences

 

 

occurrences

 

improbable

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

occurrences

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Severity (expected consequence)

 

 

A

 

B

 

 

C

 

D

E

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Catastrophic: Death, unacceptable

 

I

 

EH

 

 

EH

 

 

H

 

 

H

M

 

loss or damage, mission failure,

 

 

 

 

 

 

 

 

 

or unit readiness eliminated

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Critical: Severe injury, illness, loss,

 

II

 

EH

 

 

H

 

 

 

H

 

M

L

or damage; significantly degraded

 

 

 

 

 

 

 

 

unit readiness or mission capability

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Moderate: Minor injury, illness, loss,

 

III

 

H

 

M

 

 

M

 

L

L

or damage; somewhat degraded

 

 

 

 

 

 

unit readiness or mission capability

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Negligible: Minimal injury, loss,

 

IV

 

M

 

L

 

 

L

 

L

L

or damage; little or no impact

to

 

 

 

 

 

 

unit readiness or mission capability

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Legend:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

EH – extremely high risk

H – high risk

 

M – medium risk

L – low risk

 

 

 

 

 

 

 

 

13. RISK ASSESSMENT REVIEW 5HTXLUHGZKHQDVVHVVPHQWDSSOLHVWRRQJRLQJRSHUDWLRQVRUDFWLYLWLHV

a. Date

b. Last Name

c. Rank/Grade

d. Duty Title/Position

e. Signature of Reviewer

14. FEEDBACK AND LESSONS LEARNED

15. ADDITIONAL COMMENTS OR REMARKS

DD FORM 2977, JAN 2014

Page ____ of 2 Pages

Instructions for Completing DD Form 2977, "Deliberate Risk Assessment Worksheet"

1.Mission/Task Description: Briefly describe the overall Mission or Task for which the deliberate risk assessment is being conducted.

2.Date ''00<<<< : Self Explanatory.

3.Prepared By: Information provided by the individual conducting the deliberate risk assessment for the operation or training .

Legend: UIC = Unit Identification Code; CIN = Course ID Number; OPORD = operation order; DSN = defense switched network; COMM = commercial

4.Sub-task/Sub-Step of Mission/Task: Briefly describe all subtasks or substeps that warrant risk management.

5.Hazard: Specify hazards related to the subtask in block 4.

6.Initial Risk Level: Determine probability and severity. Using the risk assessment matrix (page 3), determine level of risk for each hazard specified. probability, severity and associated Risk Level; enter level into column.

7.Control: Enter risk mitigation resources/controls identified to abate or reduce risk relevant to the hazard identified in block 5.

8.How to Implement / Who Will Implement: Briefly describe the means of employment for each control (i.e., OPORD, briefing, rehearsal) and the name of the individual unit or office that has primary responsibility for control implementation.

9.Residual Risk Level: After controls are implemented, determine resulting probability, severity, and residual risk level.

10.Overall Risk After Controls are Implemented: Assign an overall residual risk level. This is the highest residual risk level (from block 9).

11.Supervision Plan and Recommended Course of Action: Completed by preparer. Identify specific tasks and levels of responsibility for supervisory personnel and provide the decision authority with a recommend course of action for approval or disapproval based upon the overall risk assessment.

12.Approval/Disapproval of Mission/Task: Risk approval authority approves or disapproves the mission or task based on the overall risk assessment, including controls, residual risk level, and supervision plan. Space provided for authority to provide additional guidance; use continuation page if needed.

13. Risk Assessment Review: Should be conducted on a regular basis. Reviewers should have sufficient oversight of the mission or activity and controls to provide valid input on changes or adjustments needed. If the residual risk rises above the level already approved, operations should cease until the appropriate approval authority is contacted and approves continued operations.

14.Feedback and Lessons Learned: Provide specific input on the effectiveness of risk controls and their contribution to mission success or failure. Include recommendations for new or revised controls, practicable solutions, or alternate actions. Submit and brief valid lessons learned as necessary to persons affected.

15.Additional Comments or Remarks: Preparer provides additional comments, remarks, or information to support the risk assessment. If block 15 is used as a continuation of block 14, strike through the block number and title.

Additional Guidance: Block 4-9 continuance page may be reproduced as necessary for processing of all subtasks/ substeps of the mission/task. If a complete page is not utilized, write “NOTHING FOLLOWS” on the first unused row, immediately after the final item assessed.

DD FORM 2977 INSTRUCTIONS, JAN 2014

Form Specifications

Fact Name Description
Form Purpose The Army Risk form, officially known as the Deliberate Risk Assessment Worksheet, is designed to identify and manage risks associated with military missions and tasks.
Governing Law This form is governed by Army Regulation 385-10, which outlines the Army's safety program and risk management procedures.
Five Steps of Risk Management The process includes identifying hazards, assessing hazards, developing controls, implementing controls, and supervising and evaluating the risks.
Preparation Requirements Individuals preparing the form must provide their name, rank, duty title, unit, email, and telephone number, ensuring all contact information is accurate.
Residual Risk Levels After implementing controls, the residual risk is classified into four levels: Extremely High, High, Medium, and Low, indicating the remaining risk after mitigation efforts.
Approval Process The mission or task must receive approval or disapproval from an authority, who must sign and provide additional guidance if necessary.
Feedback Mechanism After the mission, feedback and lessons learned are recorded to improve future risk assessments and control measures.
Review Frequency Regular reviews of the risk assessment are required to ensure ongoing safety and to make adjustments as needed based on changing conditions.

Army Risk: Usage Guidelines

Filling out the Army Risk form is an essential part of ensuring safety and preparedness for any mission or task. The following steps will guide you through the process of completing the Deliberate Risk Assessment Worksheet. Each step is important to accurately assess and mitigate risks associated with the mission.

  1. Mission/Task Description: Briefly describe the overall mission or task for which the risk assessment is being conducted.
  2. Date: Enter the date in the format DD/MM/YYYY.
  3. Prepared By: Fill in the preparer's details including name, rank/grade, duty title, unit, work email, telephone number, UIC/CIN (if required), and the signature of the preparer.
  4. Subtask/Sub-Step: Describe all subtasks or substeps that require risk management.
  5. Hazard: Specify the hazards related to the subtask described in the previous step.
  6. Initial Risk Level: Assess the probability and severity of each hazard using the risk assessment matrix. Enter the corresponding risk level.
  7. Control: Identify risk mitigation resources or controls that will help reduce the identified risks.
  8. How to Implement / Who Will Implement: Describe how each control will be implemented and name the responsible individual or unit.
  9. Residual Risk Level: After implementing the controls, reassess the probability, severity, and determine the residual risk level.
  10. Overall Risk After Controls are Implemented: Assign the highest residual risk level from the previous step.
  11. Supervision Plan and Recommended Course of Action: Outline specific tasks and responsibilities for supervisory personnel, along with a recommended course of action.
  12. Approval/Disapproval of Mission/Task: The risk approval authority will approve or disapprove the mission based on the overall assessment. Include additional guidance if necessary.
  13. Risk Assessment Review: Conduct regular reviews of the risk assessment to ensure ongoing safety and compliance.
  14. Feedback and Lessons Learned: Provide input on the effectiveness of risk controls and any recommendations for improvements.
  15. Additional Comments or Remarks: Include any further comments or information to support the assessment.

Your Questions, Answered

What is the purpose of the Army Risk form?

The Army Risk form, officially known as the Deliberate Risk Assessment Worksheet, is designed to help military personnel identify, assess, and manage risks associated with specific missions or tasks. By systematically analyzing potential hazards, the form guides decision-makers in developing controls to mitigate risks, ensuring the safety and effectiveness of operations. This proactive approach helps to protect personnel and resources while enhancing mission success.

Who is responsible for completing the Army Risk form?

The form should be completed by the individual designated as the preparer, typically someone with relevant experience and knowledge of the mission or task at hand. This person will provide their name, rank, duty title, and contact information on the form. It’s essential for the preparer to have a clear understanding of the mission details and the potential hazards involved to accurately assess risks and recommend appropriate controls.

What are the five steps of risk management outlined in the form?

The five steps of risk management are crucial for effective risk assessment. They include: (1) Identifying hazards, (2) Assessing those hazards, (3) Developing controls and making decisions based on the assessment, (4) Implementing the identified controls, and (5) Supervising and evaluating the effectiveness of those controls. By following these steps, personnel can systematically address risks and enhance the safety of their operations.

How is the overall residual risk level determined?

The overall residual risk level is determined after all identified controls have been implemented. The preparer assesses the remaining probability and severity of risks using the risk assessment matrix provided in the form. The highest residual risk level among all assessed hazards is then recorded in the designated section. This level helps decision-makers understand the potential impact of remaining risks on the mission.

What should be included in the supervision plan and recommended course of action?

The supervision plan and recommended course of action should outline specific tasks and responsibilities for supervisory personnel overseeing the mission. It should detail how the risks will be managed and who will be responsible for implementing the controls. Additionally, the preparer should provide a recommendation for whether the mission should proceed based on the overall risk assessment. This guidance is crucial for ensuring that everyone involved understands their roles and responsibilities in managing risks effectively.

What feedback is expected after the mission or task is completed?

After the mission or task is completed, feedback should be provided regarding the effectiveness of the risk controls that were implemented. This includes insights on what worked well, what did not, and recommendations for future improvements. The lessons learned should be documented and shared with relevant personnel to enhance future risk assessments and operational planning. This feedback loop is vital for continuous improvement in risk management practices.

Common mistakes

  1. Incomplete Information: Failing to provide all required details in the "Prepared By" section can lead to confusion. Ensure that every field, such as name, rank, and contact information, is filled out accurately.

  2. Neglecting Hazard Identification: Overlooking the identification of hazards in the "Hazard" section is a common mistake. Each subtask must have its associated hazards clearly defined to ensure proper risk management.

  3. Incorrect Risk Level Assessment: Misjudging the initial risk level based on the risk assessment matrix can have serious consequences. Take the time to evaluate both probability and severity accurately to determine the correct risk level.

  4. Insufficient Implementation Details: Providing vague or incomplete information on how to implement controls can hinder effective risk management. Clearly outline the methods and responsible individuals for each control to ensure accountability.

Documents used along the form

The Army Risk form, specifically the Deliberate Risk Assessment Worksheet, is a crucial document in military operations. It helps personnel identify, assess, and mitigate risks associated with various tasks. Alongside this form, several other documents play important roles in ensuring comprehensive risk management. Below is a list of related forms and documents that are often used in conjunction with the Army Risk form.

  • OPORD (Operation Order): This document outlines the details of a military operation, including objectives, execution plans, and logistics. It provides essential context for risk assessments by specifying the mission's scope and requirements.
  • FRAGORD (Fragmentary Order): A FRAGORD modifies or adds to an existing OPORD. It is used to communicate changes or updates to the mission, which may impact risk assessments and management strategies.
  • SOP (Standard Operating Procedure): SOPs provide detailed instructions on how to perform specific tasks or operations. They establish guidelines that help mitigate risks by ensuring consistent and safe practices across units.
  • DA Form 7632 (Risk Management Plan): This form is used to develop a detailed risk management plan for specific operations or training events. It complements the Army Risk form by providing a structured approach to risk management.
  • DA Form 2028 (Recommended Changes to Publications): This form allows personnel to suggest changes to existing Army publications, including risk management documents. It helps improve the risk management process by incorporating feedback and lessons learned.
  • After Action Review (AAR) Report: An AAR is conducted after an operation or training event to assess what happened, why it happened, and how it can be improved. It serves as a valuable tool for learning from experiences and refining risk management practices.

These documents work together to create a robust framework for risk management within military operations. Utilizing them effectively can enhance safety and operational success.

Similar forms

The Army Risk form shares similarities with several other documents used in risk management and assessment. Here are four documents that have comparable elements:

  • Operational Risk Management (ORM) Worksheet: This document helps identify and assess risks associated with operations. Like the Army Risk form, it includes sections for describing tasks, identifying hazards, and determining risk levels.
  • Job Hazard Analysis (JHA): A JHA focuses on identifying hazards associated with specific job tasks. It parallels the Army Risk form by requiring a detailed description of tasks, potential hazards, and risk mitigation strategies.
  • Safety Data Sheet (SDS): An SDS provides information on the properties of hazardous substances. Similar to the Army Risk form, it emphasizes hazard identification and outlines necessary precautions and control measures to ensure safety.
  • Incident Report Form: This form documents accidents or near misses. It shares the Army Risk form's focus on identifying hazards and assessing risk levels, as well as detailing the actions taken to mitigate those risks.

Dos and Don'ts

When filling out the Army Risk form, there are several important dos and don'ts to keep in mind. Following these guidelines will help ensure that the form is completed accurately and effectively.

  • Do provide clear and concise descriptions of the mission or task in the designated sections.
  • Do use the risk assessment matrix to accurately determine the initial risk level for each identified hazard.
  • Do ensure that all contact information is current and complete for those involved in the risk management process.
  • Do implement controls and document who is responsible for each control in the appropriate sections.
  • Don't leave any sections blank; if a section is not applicable, indicate this clearly.
  • Don't underestimate the hazards; always assess risks based on the worst-case scenario to ensure safety.

Misconceptions

Misconceptions about the Army Risk form can lead to confusion and improper use. Here are seven common misconceptions:

  • The Army Risk form is only for high-risk activities. Many believe this form is only necessary for dangerous tasks. In reality, it is important for all missions, regardless of perceived risk level.
  • Completing the form is optional. Some think that filling out the Army Risk form is not mandatory. However, it is a required part of the planning process for any mission or training operation.
  • Only senior personnel need to complete the form. There is a belief that only high-ranking officials are responsible for the Army Risk form. In fact, anyone involved in the planning and execution of a task should contribute to the assessment.
  • The risk assessment is a one-time event. Many assume that once the form is filled out, no further action is needed. The risk assessment should be reviewed regularly and updated as conditions change.
  • All hazards must be eliminated to proceed. Some think that if any risk remains, the mission cannot continue. Instead, the goal is to identify and manage risks to an acceptable level.
  • The form is only about identifying hazards. While identifying hazards is crucial, the form also emphasizes developing controls, implementing them, and evaluating their effectiveness.
  • Residual risk is not important. Many overlook the significance of assessing residual risk. Understanding the level of risk that remains after controls are implemented is essential for informed decision-making.

Key takeaways

Filling out the Army Risk form, formally known as the Deliberate Risk Assessment Worksheet, is a critical process for ensuring safety and effectiveness in military operations. Here are key takeaways regarding its use:

  • Mission/Task Description: Clearly articulate the mission or task for which the risk assessment is being conducted. This sets the context for the entire assessment.
  • Prepared By Section: Include detailed information about the individual conducting the assessment, such as name, rank, duty title, and contact information. This ensures accountability.
  • Five Steps of Risk Management: Follow the outlined steps: identify hazards, assess hazards, develop controls, implement controls, and supervise and evaluate. Each step is essential for comprehensive risk management.
  • Hazard Identification: Specify all hazards related to the mission task. Accurate identification is crucial for effective risk mitigation.
  • Risk Assessment Matrix: Utilize the matrix to determine the initial risk level based on probability and severity. This will guide the risk management process.
  • Implementation of Controls: Clearly describe how each control will be implemented and identify who is responsible. This promotes clarity and accountability in risk mitigation efforts.
  • Overall Residual Risk Level: After implementing controls, assess the residual risk level. This reflects the remaining risk and informs decision-making regarding the mission or task.

By adhering to these guidelines, personnel can effectively complete the Army Risk form, ensuring a systematic approach to risk management in military operations.