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The Alabama Certificate of Compliance form is an essential document for businesses operating within the state. This form serves multiple purposes, primarily ensuring that a business is in good standing with state regulations. It requires businesses to provide key information, including their name, employer identification number, and address. Additionally, the form asks for details about the state of incorporation and the date the business was established. For non-profit organizations, there are specific sections to indicate whether they are required to file certain tax returns. Single-member limited liability companies have their own section, where the owner's name and identification number must be provided. Completing this form accurately is crucial, as it helps maintain compliance with Alabama's business regulations. If any questions arise while filling out the form, assistance is readily available by calling the Alabama Department of Revenue. The completed Certificate of Compliance is then mailed to the requestor's specified address, ensuring that all necessary parties receive the documentation they need.

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FOR INFORMATIONAL PURPOSES ONLY

AlAbAmA DepArtment of revenue

Application for Certificate of Compliance

FORM

10/2015

 

COM: ACC

NOTE: If you have questions concerning the completion of this form, please call (334) 242-1189.

1 BUSINESS INFORMATION (Please Type or Print)

BUSINESS NAME

EMPLOYER IDENTIFICATION NUMBER

BUSINESS ADDRESS

STATE OF INCORPORATION

FOR BUSINESSES INCORPORATED IN ALABAMA, ENTER COUNTY OF INCORPORATION

DATE OF INCORPORATION

 

 

 

 

 

SECRETARY OF STATE ENTITY ID

 

DAYTIME TELEPHONE NUMBER

EMAIL ADDRESS

 

____ ____ ____ — ____ ____ ____

(      )

 

 

 

 

 

 

 

2REQUESTOR (Please Type or Print)

NAME

ADDRESS (THE CERTIFICATE OF COMPLIANCE WILL BE MAILED TO THIS ADDRESS.)

DAYTIME TELEPHONE NUMBER

FAX NUMBER

EMAIL ADDRESS

(      )

(      )

 

 

 

 

3 TO BE COMPLETED BY NON-PROFIT COMPANIES ONLY:

aIf entity is not required to file a Business Privilege Tax Return, check this box. .......￿

bIf entity not required to file an Income Tax Return and files a

Form 990 (does not include 990T) for Federal purposes, check this box. ............￿

4 FOR SINGLE MEMBER LIMITED LIABILITY COMPANIES THAT ARE DISREGARDED

OWNER NAME

OWNER EMPLOYER IDENTIFICATION NUMBER

NOTE: This field can be a Federal Employer Identification Number (FEIN) or Social Security Number (SSN).

Alabama Department of Revenue

Certificate of Compliance

4227 Gordon Persons Building

50 North Ripley Street

Montgomery, AL 36132

Fax: (334) 242-1030

Form Specifications

Fact Name Details
Purpose The Alabama Certificate of Compliance is used to confirm a business's compliance with state tax laws.
Governing Law This form is governed by the Alabama Code, Title 40, Chapter 2.
Contact Information For questions, individuals can call the Alabama Department of Revenue at (334) 242-1189.
Business Information Required Applicants must provide business name, employer identification number, and address, among other details.
Non-Profit Section Non-profit companies must indicate if they are exempt from filing certain tax returns.
Single Member LLCs Single member limited liability companies must provide the owner's name and identification number.
Submission Address The completed form should be mailed to the Alabama Department of Revenue, Montgomery, AL.

Alabama Certificate Of Compliance: Usage Guidelines

Once you have gathered all necessary information, you can proceed to fill out the Alabama Certificate of Compliance form. This process involves providing details about your business and the requestor. Make sure all information is accurate and complete before submitting.

  1. Begin with the Business Information section.
  2. Type or print the Business Name.
  3. Enter the Employer Identification Number (EIN).
  4. Fill in the Business Address.
  5. Indicate the State of Incorporation.
  6. If your business is incorporated in Alabama, provide the County of Incorporation.
  7. Enter the Date of Incorporation.
  8. Provide the Secretary of State Entity ID.
  9. Fill in the Daytime Telephone Number.
  10. Include the Email Address.
  11. Next, complete the Requestor section.
  12. Type or print the Name of the requestor.
  13. Provide the Address where the Certificate of Compliance will be mailed.
  14. Fill in the Daytime Telephone Number.
  15. Enter the Fax Number.
  16. Include the Email Address.
  17. If applicable, complete the section for Non-Profit Companies.
  18. If your entity is not required to file a Business Privilege Tax Return, check the appropriate box.
  19. If your entity does not need to file an Income Tax Return and files a Form 990 for Federal purposes, check the corresponding box.
  20. For single-member limited liability companies that are disregarded, fill out the Owner Name.
  21. Provide the Owner Employer Identification Number (either FEIN or SSN).

After completing the form, review all entries for accuracy. Once verified, submit the form to the Alabama Department of Revenue at the address provided. If you have questions during this process, you can reach out to the department directly.

Your Questions, Answered

What is the Alabama Certificate of Compliance form?

The Alabama Certificate of Compliance form is a document issued by the Alabama Department of Revenue. It serves as proof that a business is in good standing with the state and has met all necessary tax obligations. This certificate is often required for various business transactions, such as applying for loans or contracts.

Who needs to apply for a Certificate of Compliance?

Any business entity operating in Alabama may need to apply for a Certificate of Compliance. This includes corporations, limited liability companies (LLCs), and non-profit organizations. If a business is seeking to prove its compliance status for legal or financial reasons, obtaining this certificate is essential.

How do I complete the Certificate of Compliance form?

To complete the form, you must provide detailed information about your business. This includes the business name, employer identification number, business address, and date of incorporation. If applicable, you should also fill out sections specific to non-profit organizations or single-member LLCs. Make sure to type or print clearly to avoid any processing delays.

Where do I send the completed Certificate of Compliance form?

The completed form should be mailed to the Alabama Department of Revenue at the following address: 4227 Gordon Persons Building, 50 North Ripley Street, Montgomery, AL 36132. You can also fax it to (334) 242-1030 if you prefer that method of submission.

What is the processing time for the Certificate of Compliance?

The processing time can vary. Generally, you should allow a few weeks for your application to be processed. If you need the certificate urgently, it may be beneficial to contact the Department of Revenue directly at (334) 242-1189 for more information on expedited processing options.

Are there any fees associated with obtaining a Certificate of Compliance?

Currently, there are no fees required for applying for a Certificate of Compliance in Alabama. However, it is always a good idea to verify this information directly with the Alabama Department of Revenue, as policies may change over time.

What if my business is a non-profit organization?

If your business is a non-profit organization, you will need to complete specific sections of the form that pertain to non-profits. You can indicate if your entity is not required to file a Business Privilege Tax Return or if it files a Form 990 for federal purposes. This information is crucial for the Department of Revenue to process your application correctly.

What should I do if I have questions about the form?

If you have questions regarding the completion of the Certificate of Compliance form, you can call the Alabama Department of Revenue at (334) 242-1189. They can provide assistance and clarify any uncertainties you may have during the application process.

Can I check the status of my Certificate of Compliance application?

Yes, you can check the status of your application by contacting the Alabama Department of Revenue. It’s advisable to have your business information ready when you call, as this will help them locate your application more quickly.

Common mistakes

  1. Failing to provide the correct business name. Ensure that the name matches exactly with what is registered with the state.

  2. Omitting the Employer Identification Number (EIN). This number is crucial for identifying your business.

  3. Not including the correct business address. The address should be the one on file with the state.

  4. For businesses incorporated in Alabama, forgetting to list the county of incorporation. This is a required field.

  5. Leaving out the date of incorporation. This date is necessary for processing your application.

  6. Neglecting to provide a daytime telephone number. This contact information is essential for any follow-up questions.

  7. Not checking the appropriate boxes for non-profit companies. Ensure that all relevant options are selected.

  8. For single-member LLCs, failing to include the owner's name and owner's EIN. This information is vital for identification.

  9. Submitting the form without a valid email address. This can hinder communication regarding your application.

Documents used along the form

The Alabama Certificate of Compliance form is an essential document for businesses seeking to demonstrate compliance with state regulations. Alongside this form, several other documents are frequently utilized to support various business activities and legal requirements. Below is a list of these related forms and documents, each serving a specific purpose.

  • Business Privilege Tax Return: This return is required for businesses operating in Alabama. It calculates the tax owed based on gross receipts and must be filed annually to maintain good standing.
  • Income Tax Return: Businesses in Alabama may need to file this return to report income earned and determine tax liability. It is essential for compliance with state tax laws.
  • Form 990: Non-profit organizations must file this form with the IRS. It provides detailed information about the organization’s finances, activities, and governance, ensuring transparency and accountability.
  • Secretary of State Entity Registration: This document confirms that a business is registered with the Alabama Secretary of State. It includes vital information such as the business name, address, and entity type.
  • Employer Identification Number (EIN) Application: This application is necessary for businesses to obtain an EIN from the IRS. The EIN is used for tax purposes and is required for hiring employees.
  • Operating Agreement: For limited liability companies (LLCs), this internal document outlines the management structure and operating procedures. It is crucial for clarifying roles and responsibilities among members.

Understanding these documents can help businesses navigate the regulatory landscape in Alabama. Each form plays a vital role in ensuring compliance and supporting the smooth operation of business activities.

Similar forms

The Alabama Certificate of Compliance form serves a specific purpose, but it shares similarities with several other documents. Here are eight documents that are comparable, along with explanations of how they relate to the Certificate of Compliance:

  • Certificate of Good Standing: This document verifies that a business is legally registered and compliant with state regulations. Like the Certificate of Compliance, it confirms that a business is in good standing with the state authorities.
  • Business License: A business license allows a company to operate legally within a specific jurisdiction. Both documents demonstrate that a business meets the necessary legal requirements to function in its area.
  • Tax Clearance Certificate: This certificate indicates that a business has paid its taxes and is compliant with tax obligations. Similar to the Certificate of Compliance, it assures stakeholders of the business's financial responsibility.
  • Articles of Incorporation: This document establishes a corporation's existence and outlines its structure. Both the Articles of Incorporation and the Certificate of Compliance are essential for confirming a business's legitimacy.
  • Operating Agreement: For limited liability companies (LLCs), this document outlines the management structure and operational guidelines. It is similar to the Certificate of Compliance in that both provide important information about the entity's legal status.
  • Annual Report: Many states require businesses to file annual reports to maintain good standing. This report, like the Certificate of Compliance, demonstrates ongoing compliance with state laws and regulations.
  • Employer Identification Number (EIN): An EIN is necessary for tax purposes and is used to identify a business entity. Both documents serve as crucial identifiers for a business operating within the state.
  • Business Privilege Tax Return: This form is filed by businesses to report their income and pay taxes. It is similar to the Certificate of Compliance in that both documents relate to the business's compliance with state tax laws.

Dos and Don'ts

When filling out the Alabama Certificate of Compliance form, it is crucial to follow specific guidelines to ensure accuracy and efficiency. Here are eight important dos and don'ts to keep in mind:

  • Do type or print clearly to avoid any confusion.
  • Do include your business name exactly as it appears on official documents.
  • Do provide a valid Employer Identification Number (EIN) to identify your business.
  • Do ensure that the address listed is where you want the certificate mailed.
  • Don't leave any required fields blank; incomplete forms may delay processing.
  • Don't use outdated information; verify that all details are current.
  • Don't forget to check the appropriate boxes for non-profit status if applicable.
  • Don't submit the form without reviewing it for errors or omissions.

By adhering to these guidelines, you can help ensure a smooth application process for your Certificate of Compliance.

Misconceptions

The Alabama Certificate of Compliance form is often misunderstood. Here are some common misconceptions that can lead to confusion:

  1. It is only for large businesses. Many believe that only large corporations need this certificate. In reality, it applies to various business entities, including small businesses and non-profits.
  2. Only Alabama-based businesses need it. While it is issued by the Alabama Department of Revenue, businesses incorporated elsewhere may also need this certificate if they operate in Alabama.
  3. It guarantees tax exemption. A Certificate of Compliance does not provide tax exemption. It simply confirms that a business is compliant with state tax laws.
  4. It can be completed without any documentation. This form requires specific information and documentation, such as an Employer Identification Number and details about incorporation.
  5. Non-profits are exempt from filing. Non-profit organizations must still complete the form if they operate in Alabama, even if they are not required to file certain tax returns.
  6. It is only necessary for new businesses. Existing businesses also need to obtain this certificate periodically to confirm ongoing compliance.
  7. It is a one-time requirement. Businesses may need to renew the Certificate of Compliance regularly, depending on changes in their status or regulations.
  8. Filing is optional. In many cases, obtaining this certificate is a requirement for doing business in Alabama, especially for certain licenses or permits.
  9. It can be filed online. Currently, the form must be printed and submitted by mail or fax, as online filing is not available.
  10. There is no cost associated with it. While there may not be a direct fee for the certificate itself, businesses should consider any associated costs for compliance or filing taxes.

Understanding these misconceptions can help ensure that businesses comply with state requirements effectively and avoid potential issues.

Key takeaways

Filling out the Alabama Certificate of Compliance form is an important step for businesses and non-profits operating in Alabama. Here are some key takeaways to keep in mind:

  • Accurate Information: Ensure that all business information is typed or printed clearly. This includes the business name, address, and employer identification number.
  • Contact Details: Provide accurate contact information for both the business and the requestor. This includes daytime telephone numbers and email addresses.
  • Non-Profit Requirements: Non-profit organizations should check the appropriate boxes if they are not required to file certain tax returns.
  • Single Member LLCs: If you are a single-member limited liability company, include the owner's name and either the Federal Employer Identification Number (FEIN) or Social Security Number (SSN).
  • Mailing Address: The certificate will be mailed to the address provided for the requestor, so ensure it is correct.
  • Incorporation Details: For businesses incorporated in Alabama, include the county of incorporation and the date of incorporation.
  • Entity ID: If applicable, provide the Secretary of State entity ID for your business.
  • Submission Methods: You can submit the form via mail or fax. The fax number is (334) 242-1030.
  • Contact for Questions: If you have any questions while completing the form, reach out to the Alabama Department of Revenue at (334) 242-1189 for assistance.

By following these guidelines, you can ensure that your Certificate of Compliance form is completed accurately and efficiently.