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In Alabama, the 409 form serves a crucial role in the Medicaid system, streamlining the process for healthcare providers to request overrides for specific pharmacy needs. This form is designed to be user-friendly, allowing prescribers to fill it out easily while viewing it in Adobe Acrobat Reader. Once completed, it can be printed and submitted via fax or mail to the appropriate Medicaid office. Key sections of the form include patient information, prescriber details, and specific clinical justifications for the request. Providers must certify that the treatment is necessary and adheres to the guidelines set by the Alabama Medicaid Agency. Additionally, the form addresses various scenarios such as early refills, maximum unit requests, and therapeutic duplication, ensuring that all necessary information is captured for a comprehensive review. The form also allows for the inclusion of supporting documentation, which can be critical in justifying the request. Ultimately, the Alabama 409 form is an essential tool for ensuring that patients receive the medications they need in a timely manner, while also adhering to regulatory requirements.

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This form can be filled out while viewing in Adobe Acrobat Reader. Then print it and fax or mail to HID

Alabama Medicaid Pharmacy

Override Request Form

FAX: (800) 748-0116

 

 

 

Fax or Mail to

 

 

 

P.O. Box 3210

 

Phone: (800) 748-0130

 

 

HEALTH INFORMATION DESIGNS

 

 

 

Auburn, AL 36832-3210

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PATIENT INFORMATION

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Patient name

 

 

 

 

 

 

 

 

Patient Medicaid #

 

 

Patient DOB

Patient phone # with area code

 

 

Nursing home resident ❒ Yes

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PRESCRIBER INFORMATION

 

 

 

 

 

 

 

 

 

Prescriber name

 

 

 

 

 

License #

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

NPI #

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Phone # with area code

 

 

 

 

 

 

 

Fax # with area code

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Address (Optional)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Street or PO Box /City/State/Zip

I certify that this treatment is indicated and necessary and meets the guidelines for use as outlined by the Alabama Medicaid Agency. I will be supervising the patient’s treatment. Supporting documentation is available in the patient record.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Prescribing Practitioner Signature

Date

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DISPENSING PHARMACY INFORMATION

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Dispensing pharmacy

 

 

 

 

 

 

 

 

NPI #

 

 

 

 

NDC #

 

 

 

 

 

 

 

 

J Code

 

 

 

 

 

 

Qty. requested per month

 

 

Phone # with area code

 

 

 

 

 

 

Fax # with area code

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

CLINICAL INFORMATION

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Early Refill

Maximum Unit/Maximum Cost

Therapeutic Duplication

Brand Limit Switch Over

Requested drug name

 

 

 

 

 

Strength

 

 

Date of request

 

 

 

For Early Refill

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Medication lost

 

 

❒ Physician changed the dosage

 

 

 

 

 

Medication destroyed

 

❒ Medication stolen

 

 

 

 

Patient going out of town for period greater than the day’s supply remaining of the previous refill.

Documentation

❒ Supporting Documentation Attached

For Maximum Unit or Maximum Cost

Diagnosis

Medical Justification

For Therapeutic Duplication or Brand Limit Switch Over

 

Diagnosis

 

Reason for Request

Strength/Dosage change*

Switch over

 

 

Titration and Concomitant Therapy**

❒ Drug name

 

NDC

 

 

 

Qty.

 

 

Stop date

 

 

 

 

 

 

 

 

 

 

 

 

if applicable

❒ Drug name

 

NDC

 

 

 

Qty.

 

 

Stop date

 

 

 

 

 

 

 

 

 

 

 

 

if applicable

Reason for change

 

 

 

 

 

 

 

 

 

 

 

* Stop date is required for strength/dosage change or switch over.

 

 

 

 

❒ Medical justification attached

**Attach medical justification if both drugs are to be continued (titration/concomitant therapy). For specific documentation requirement, see Override instructions on the Medicaid web site.

FOR HID USE ONLY

❒ Approve request

❒ Deny request

❒ Modify request

❒ Medicaid eligibility verified

Comments

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Reviewer’s Signature

 

 

 

Response Date/Hour

Form 409

 

 

 

Alabama Medicaid Agency

Revised 2/23/08

 

 

 

www.medicaid.alabama.gov

Form Specifications

Fact Name Details
Purpose The Alabama 409 form is used to request overrides for Medicaid pharmacy services, ensuring patients receive necessary medications.
Submission Method This form can be filled out using Adobe Acrobat Reader, printed, and then faxed or mailed to the Alabama Medicaid Agency.
Contact Information Requests can be faxed to (800) 748-0116 or mailed to P.O. Box 3210, Auburn, AL 36832-3210.
Patient Information Required Essential details include the patient's name, Medicaid number, date of birth, and phone number. Indicating nursing home residency is also necessary.
Governing Law The form is governed by Alabama Medicaid Agency guidelines, which outline the criteria for medication overrides.

Alabama 409: Usage Guidelines

Filling out the Alabama 409 form is an important step in seeking approval for specific pharmacy requests. After completing the form, it can be printed and sent via fax or mail to the appropriate Medicaid office for processing.

  1. Open the Alabama 409 form using Adobe Acrobat Reader.
  2. Fill in the Patient Information section:
    • Enter the patient's name.
    • Provide the patient's Medicaid number.
    • Input the patient's date of birth.
    • Include the patient's phone number with area code.
    • Indicate if the patient is a nursing home resident by checking the appropriate box.
  3. Complete the Prescriber Information section:
    • Enter the prescriber’s name.
    • Provide the prescriber’s license number.
    • Input the prescriber’s NPI number.
    • Include the prescriber’s phone number with area code.
    • Provide the prescriber’s fax number with area code.
    • Optionally, enter the prescriber’s address (street or PO Box, city, state, and zip code).
  4. In the Dispensing Pharmacy Information section, fill in:
    • The dispensing pharmacy name.
    • The pharmacy’s NPI number.
    • The NDC number.
    • The J Code.
    • The quantity requested per month.
    • The pharmacy’s phone number with area code.
    • The pharmacy’s fax number with area code.
  5. Provide details in the Clinical Information section:
    • Select the relevant checkboxes for Early Refill, Maximum Unit/Maximum Cost, Therapeutic Duplication, or Brand Limit Switch Over.
    • Enter the requested drug name and strength.
    • Provide the date of the request.
    • If applicable, check the reason for early refill and provide supporting documentation.
    • For Maximum Unit or Maximum Cost, include diagnosis and medical justification.
    • For Therapeutic Duplication or Brand Limit Switch Over, provide diagnosis and reason for request.
    • List any drug names, NDCs, quantities, and stop dates as necessary.
    • Attach medical justification if required.
  6. Sign and date the form in the Prescribing Practitioner Signature section.
  7. Review the form to ensure all necessary information is complete and accurate.
  8. Print the completed form.
  9. Send the form via fax to (800) 748-0116 or mail it to P.O. Box 3210, Auburn, AL 36832-3210.

Your Questions, Answered

What is the purpose of the Alabama 409 form?

The Alabama 409 form is used to request overrides for certain Medicaid pharmacy services. This form allows healthcare providers to obtain approval for early refills, maximum unit limits, therapeutic duplication, or brand limit switches. It ensures that the necessary treatments are indicated and meet the guidelines set by the Alabama Medicaid Agency.

How can I submit the Alabama 409 form?

You can fill out the Alabama 409 form using Adobe Acrobat Reader. After completing the form, print it and then submit it either by fax or mail. The fax number is (800) 748-0116, and you can mail it to P.O. Box 3210, Auburn, AL 36832-3210. For any questions, you can contact the Alabama Medicaid Pharmacy at (800) 748-0130.

What information is required on the Alabama 409 form?

The form requires detailed patient information, including the patient’s name, Medicaid number, date of birth, and phone number. Additionally, prescriber information such as the prescriber’s name, license number, and contact details must be provided. The dispensing pharmacy’s information, clinical details regarding the request, and supporting documentation are also necessary for processing.

What should I do if I need to provide supporting documentation?

If supporting documentation is required, ensure that it is attached to the Alabama 409 form before submission. This documentation may include medical justification for the request or any relevant patient records. For specific documentation requirements, refer to the override instructions available on the Alabama Medicaid website.

Common mistakes

  1. Missing Patient Information: Failing to provide complete patient details, such as the patient's name, Medicaid number, or date of birth, can delay the processing of the request.

  2. Incorrect Prescriber Information: Not entering the prescriber's name, license number, or NPI number accurately can lead to confusion and rejection of the form.

  3. Omitting Required Signatures: The prescribing practitioner’s signature is essential. Without it, the form is incomplete and cannot be processed.

  4. Failure to Attach Supporting Documentation: When necessary, not including supporting documents can result in a denial of the request. Always check if additional information is needed.

  5. Incorrectly Marking Clinical Information: Misidentifying the reason for the override request, such as selecting the wrong checkbox for early refill or therapeutic duplication, can lead to errors in processing.

  6. Providing Incomplete Pharmacy Information: Missing details like the dispensing pharmacy’s NPI number or contact information can hinder communication and processing.

  7. Not Following Up: After submitting the form, failing to check on the status can lead to missed opportunities for corrections or additional information requests.

  8. Ignoring Submission Guidelines: Not faxing or mailing the form to the correct address or number can cause significant delays in the approval process.

Documents used along the form

The Alabama 409 form is a crucial document used for requesting overrides for Medicaid pharmacy services. However, several other forms and documents often accompany this request to ensure a comprehensive submission. Below is a list of these related documents, each serving a unique purpose in the Medicaid process.

  • Medicaid Application Form: This form is essential for individuals seeking to enroll in Medicaid. It collects personal, financial, and medical information to determine eligibility for the program.
  • Prior Authorization Request Form: This document is used to request approval for specific medical services or medications before they are provided. It ensures that the treatment meets Medicaid guidelines.
  • Physician's Order: A formal request from a healthcare provider detailing the specific medications or treatments needed for a patient. This order supports the claims made in the Alabama 409 form.
  • Clinical Documentation: This includes medical records, lab results, or notes from healthcare providers that justify the need for the requested medication or treatment. It is crucial for supporting the claims in the override request.
  • Patient Consent Form: A document that confirms the patient's agreement to share their medical information with the pharmacy and Medicaid. It is vital for maintaining patient confidentiality and compliance.
  • Medication History Report: This report provides a comprehensive overview of a patient's past medications, helping to establish the need for the requested override and ensuring there are no conflicts with current prescriptions.
  • Appeal Form: If a request is denied, this form can be used to appeal the decision. It allows the healthcare provider or patient to present additional information or arguments to support the override request.

Each of these documents plays a significant role in the Medicaid process, helping to streamline requests and ensure that patients receive the necessary care. Properly completing and submitting these forms can greatly impact the efficiency and success of the Medicaid pharmacy override request.

Similar forms

The Alabama 409 form is an important document used for requesting pharmacy overrides in the Medicaid system. Several other forms serve similar purposes in different contexts. Here are four documents that share similarities with the Alabama 409 form:

  • Prior Authorization Request Form: This form is often required by insurance companies to obtain approval before certain medications can be dispensed. Like the Alabama 409, it collects patient and prescriber information, along with clinical justification for the requested treatment.
  • Medication Prior Authorization Form: Similar to the Alabama 409, this document is used to request approval for specific medications that may not be covered under a patient's insurance plan. It requires detailed information about the patient, prescriber, and the medical necessity of the medication.
  • Prescription Override Request Form: This form is used in various healthcare settings to request an exception for a medication that may not typically be covered. Much like the Alabama 409, it includes sections for patient details, prescriber information, and justification for the override.
  • Formulary Exception Request Form: This document is used to request coverage for a medication that is not included in a health plan's formulary. It parallels the Alabama 409 in that it requires clinical justification and supporting documentation to be submitted along with the request.

Each of these forms plays a critical role in ensuring that patients receive the medications they need while adhering to the guidelines set by healthcare providers and insurance companies.

Dos and Don'ts

When filling out the Alabama 409 form, attention to detail is crucial. Here are some important dos and don'ts to consider.

  • Do use Adobe Acrobat Reader to fill out the form for clarity.
  • Do ensure all patient and prescriber information is accurate and complete.
  • Do attach any necessary supporting documentation to justify the request.
  • Do sign and date the form to validate the request.
  • Don't leave any required fields blank; incomplete forms may delay processing.
  • Don't forget to double-check the fax number and mailing address before submission.

By following these guidelines, you can help ensure that your request is processed smoothly and efficiently.

Misconceptions

Misconceptions about the Alabama 409 form can lead to confusion and errors in the submission process. Here are five common misconceptions:

  • The form can only be submitted by mail. Many believe that the Alabama 409 form must be mailed. In reality, it can also be faxed to the designated number.
  • Only prescribers can fill out the form. While prescribers are responsible for signing the form, other authorized personnel can assist in completing the necessary sections.
  • Supporting documentation is optional. Some think that attaching supporting documentation is not necessary. However, it is often required to justify the request and ensure approval.
  • All requests will be approved. There is a belief that submitting the form guarantees approval. Each request is reviewed, and approval depends on compliance with guidelines set by the Alabama Medicaid Agency.
  • The form is only for specific medications. Many assume that the Alabama 409 form is limited to certain drugs. In fact, it can be used for a variety of requests, including early refills and therapeutic duplication.

Key takeaways

When filling out and using the Alabama 409 form, consider the following key takeaways:

  • The form is accessible through Adobe Acrobat Reader, allowing for easy filling and printing.
  • Fax or mail the completed form to the designated address: P.O. Box 3210, Auburn, AL 36832-3210.
  • Ensure that all patient information, including name, Medicaid number, and date of birth, is accurately provided.
  • Prescriber information must include the prescriber’s name, license number, and NPI number.
  • Documentation supporting the request should be attached if required, especially for specific conditions like early refills or therapeutic duplication.
  • Check the appropriate boxes for the clinical information section, as this indicates the reason for the override request.
  • Make sure the prescribing practitioner signs and dates the form, certifying the necessity of the treatment.
  • Be aware that the form may be reviewed for approval, denial, or modification by the Medicaid Agency.

Following these guidelines will help ensure that the form is completed correctly and submitted effectively.