Homepage Blank Alabama 369 PDF Form
Article Guide

The Alabama 369 form serves as a crucial tool for healthcare providers seeking prior authorization for medications under the Alabama Medicaid program. This form is designed to streamline the process of obtaining necessary approvals for various pharmaceutical treatments, ensuring that patients receive the medications they need while adhering to state guidelines. It includes essential sections for patient information, prescriber details, and clinical specifics, allowing for a comprehensive overview of the request. The form prompts providers to specify the drug requested, its strength, and the relevant diagnosis codes, while also requiring medical justification for the prescribed therapy. Additionally, it addresses various drug categories, from antidepressants to antipsychotics, ensuring that all relevant information is captured for the review process. Providers are also encouraged to include any supporting documentation that may bolster the request, particularly in cases of previous drug usage or complex treatment plans. By providing a structured approach to medication requests, the Alabama 369 form plays a vital role in facilitating access to necessary treatments for Medicaid recipients.

Document Preview

Street or PO Box /City/State/Zip

Page 1

Alabama Medicaid Pharmacy

Prior Authorization Request Form

rPage 1 of 1 r Page 1 of 2

FAX: (800) 748-0116

 

 

 

Fax or Mail to

 

 

 

 

P.O. Box 3210

 

Phone: (800) 748-0130

 

 

Health Information Designs

 

 

 

 

Auburn, AL 36823-3210

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PATIENT INFORMATION

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Patient name

 

 

 

 

 

 

 

 

Patient Medicaid #

 

 

Patient DOB

 

 

Patient phone # with area code

 

 

 

 

Nursing home resident r Yes

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PRESCRIBER INFORMATION

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Prescriber name

 

 

 

 

 

 

NPI #

 

 

 

 

License #

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Phone # with area code

 

 

 

 

 

 

Fax # with area code

 

 

 

 

 

 

 

 

Address (Optional)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

I certify that this treatment is indicated and necessary and meets the guidelines for use as outlined by the Alabama Medicaid Agency. I will be supervising the patient’s treatment. Supporting documentation is available in the patient record.

 

 

 

 

 

 

 

 

 

 

 

 

 

Prescribing Practitioner Signature

Date

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

CLINICAL INFORMATION

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Drug requested*

 

 

 

 

 

 

 

 

 

 

 

Strength

 

 

 

 

 

 

 

 

J Code

Qty.

 

Days supply

 

 

 

PA Refills: 0 1

2 3 4 5 Other

 

 

 

If applicable

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Diagnosis or ICD-9/ICD-10 Code

 

 

 

Diagnosis or ICD-9/ICD-10 Code

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

r Initial Request

r Renewal

 

 

 

r

Maintenance Therapy

r Acute Therapy

 

 

Medical justification

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

r Additional medical justification attached.

Medications received through coupons and samples are not acceptable as justification.

 

*If the drug being requested is a brand name drug with an exact generic equivalent available, the FDA MedWatch Form 3500 must be submitted to HID in addition to the PA Request Form.

 

 

 

 

 

 

 

 

 

DRUG SPECIFIC INFORMATION

 

 

 

 

 

 

 

 

 

 

r ADD/ADHD Agents

r Alzheimer’s Agent

r Androgens

r Antidepressants

r Antidiabetic Agent

r Antiemetic Agents

r Antihistamine

r Antihyperlipidemics

r Antihypertensives

r Antipsychotic Agents

r Antiinfective

r Anxiolytics, Sedatives and Hypnotics

r Cardiac Agents

r EENT-Antiallergics

r EENT-Vasoconstrictors

r Estrogens

r H2 Antagonist

r Intranasal Corticosteroids

r Narcotic Analgesics

r NSAID

r Oral Anticoagulants

r Platelet Aggregation Inhibitors

r PPI

r Respiratory Agents

r Skeletal Muscle Relaxants

r Skin & Mucous Membrane Agent r Triptans

r Other

List previous drug usage and length of treatment as defined in instructions for drug class requested.

 

 

 

 

Generic/Brand/OTC

 

Reason for d/c

 

Therapy start date

 

 

Therapy end date

 

Generic/Brand/OTC

 

Reason for d/c

 

Therapy start date

 

Therapy end date

 

If no previous drug usage, additional medical justification must be provided.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DISPENSING PHARMACY INFORMATION

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

May Be Completed by Pharmacy

 

 

 

 

Dispensing pharmacy

 

 

 

 

 

NPI #

 

 

 

 

 

Phone # with area code

 

 

 

 

Fax # with area code

 

 

 

 

 

NDC #

 

 

 

 

 

 

 

 

 

 

 

 

 

NOTE: See Instruction sheet for specific PA requirements on the Medicaid website at www.medicaid.alabama.gov

 

Alabama Medicaid Agency

Form 369

 

 

 

 

 

 

 

 

 

Revised 7/1/15

 

 

 

 

 

 

 

 

 

www.medicaid.alabama.gov

Page 2

Patient Medicaid #

rSustained Release Oral Opioid Agonist

Proposed duration of therapy

 

 

 

 

Is medicine for PRN use?

r Yes

r No

 

Type of pain r Acute r Chronic

 

 

 

Severity of pain: r Mild

r Moderate r Severe

 

Is there a history of substance abuse or addiction? r Yes

r No

 

 

 

If yes, is treatment plan attached?

r Yes r No

 

 

 

 

 

 

 

 

Indicate prior and/or current analgesic therapy and alternative management choices

 

 

 

Drug/therapy

 

 

 

 

Reason for d/c

 

 

 

 

 

Drug/therapy

 

 

 

Reason for d/c

 

 

 

 

 

 

 

 

 

r Antipsychotic Agents

The request is for:

r Monotherapy or r Polytherapy

 

 

For children < 6 years of age, have monitoring protocols (see Attachment C on the Alabama Medicaid website) been followed? r Yes r No For polytherapy and/or off-label use, please provide medical justification to support the use of the drug being requested.

Medical justification may include peer reviewed literature, medical record documentation, chart notes with specific symptoms that the support the diagnosis, etc.

rXenicalR

r

If initial request

Weight

 

kg.

 

Height

 

inches

BMI

 

 

kg/m2

r

If renewal request

Previous weight

 

 

 

kg.

Current weight

 

 

 

kg.

 

 

Documentation MD supervised exercise/diet regimen > 6 mo.? r Yes

r No

Planned adjunctive therapy? r Yes

r No

r Phosphodiesterase Inhibitors

 

 

 

 

 

 

 

 

Failure or inadequate response to the following alternate therapies:

 

 

 

 

 

1.

 

 

 

2.

 

 

3.

 

 

 

4.

 

 

 

5.

 

 

6.

 

 

 

Contraindication of alternate therapies:

 

 

 

 

 

 

 

 

r Documentation of vasoreactivity test attached

r Consultation with specialist attached

 

 

 

 

 

 

 

 

r Specialized Nutritionals

Height

inches

Current weight

kg.

 

rIf < 21 years of age, record supports that > 50% of need is met by specialized nutrition

rIf > 21 years of age, record supports 100% of need is met by specialized nutrition

Method of administration

 

Duration

 

 

 

 

# of refills

 

 

 

 

 

 

 

 

 

 

 

r Xolair®

Current Weight:__________kg (patient’s weight must be between 30-150kg)

Is the patient 12 years or older?

 

 

 

r

Yes

r

No

Is the request for chronic idiopathic urticaria?

r

Yes

r

No

Is the request for moderate to severe asthma and is treatment recommended by a board

 

 

 

 

 

 

 

certified pulmonologist or allergist after their evaluation (if yes answers questions below)?

r

Yes

r

No

Has the patient had a positive skin or blood test reaction to a perennial aeroallergen?

r

Yes

r

No

Is the patient symptomatic despite receiving a combination of either inhaled corticosteroid

 

 

 

 

 

 

 

and a leukotriene inhibitor or an inhaled corticosteroid and long acting beta agonist or has

 

 

 

 

 

 

 

the patient required 3 or more bursts of oral steroids within the past 12 months?

r

Yes

r

No

Are the patient’s baseline IgE levels between 30 IU/mL and 700 IU/mL?

r

Yes

r

No

Level:_________________

Date:__________________

 

 

 

 

 

 

 

Form 369

Alabama Medicaid Agency

Revised 7-1-15

www.medicaid.alabama.gov

Form Specifications

Fact Name Details
Purpose The Alabama 369 form is used to request prior authorization for Medicaid pharmacy services, ensuring that prescribed medications meet the necessary guidelines.
Governing Law This form is governed by the regulations set forth by the Alabama Medicaid Agency, specifically under the Alabama Medicaid Administrative Code.
Patient Information It requires detailed patient information, including the patient’s name, Medicaid number, date of birth, and contact information.
Prescriber Certification Prescribers must certify that the requested treatment is necessary and that they will supervise the patient’s treatment, ensuring accountability.
Documentation Requirements Supporting documentation must be provided to justify the request, particularly for specific drug classes or if prior therapies have been ineffective.

Alabama 369: Usage Guidelines

Filling out the Alabama 369 form requires careful attention to detail. Ensure that all necessary information is provided accurately to facilitate the processing of the request. Follow the steps outlined below to complete the form correctly.

  1. Begin with the PATIENT INFORMATION section. Fill in the patient's name, Medicaid number, date of birth, and phone number with area code. Indicate if the patient is a nursing home resident.
  2. Move to the PRESCRIBER INFORMATION section. Enter the prescriber's name, NPI number, license number, phone number, and fax number with area code. An address is optional.
  3. Sign and date the certification statement confirming the treatment is necessary and meets Alabama Medicaid guidelines.
  4. In the CLINICAL INFORMATION section, specify the drug requested, its strength, J Code, quantity, and days supply. Indicate the number of refills needed.
  5. Provide the diagnosis or ICD-9/ICD-10 codes and select whether this is an initial request, renewal, maintenance therapy, or acute therapy. Attach additional medical justification if applicable.
  6. Complete the DRUG SPECIFIC INFORMATION section by checking the relevant categories for the drug being requested.
  7. If there is previous drug usage, list the details, including the reason for discontinuation, therapy start date, and therapy end date. If there is no previous usage, ensure additional medical justification is included.
  8. Fill out the DISPENSING PHARMACY INFORMATION section with the pharmacy's name, NPI number, phone number, fax number, and NDC number.
  9. Answer the questions regarding sustained release oral opioid agonists, including proposed duration of therapy and whether the medicine is for PRN use.
  10. Indicate the type and severity of pain, along with any history of substance abuse or addiction. Attach treatment plans if necessary.
  11. For antipsychotic agents, specify whether the request is for monotherapy or polytherapy. Confirm monitoring protocols for children under 6 years of age.
  12. Complete additional sections for specific drugs, including weight management and specialized nutritionals, as applicable.

Once the form is filled out, it can be faxed or mailed to the provided address. Ensure that all required documentation is attached to avoid delays in processing the request.

Your Questions, Answered

What is the Alabama 369 form used for?

The Alabama 369 form is primarily utilized for requesting prior authorization for pharmacy services under the Alabama Medicaid program. This form is essential for healthcare providers to obtain approval for specific medications that may not be automatically covered by Medicaid. By submitting this form, prescribers can demonstrate that a particular treatment is medically necessary and adheres to the guidelines set forth by the Alabama Medicaid Agency.

Who needs to fill out the Alabama 369 form?

The form must be completed by the prescriber, who is responsible for the patient's treatment. This includes physicians, nurse practitioners, and physician assistants. It requires detailed patient information, including the patient's Medicaid number, date of birth, and contact details. Additionally, the prescriber must provide their own information, including their name, National Provider Identifier (NPI), and license number.

What information is required on the Alabama 369 form?

Several key pieces of information are needed on the Alabama 369 form. This includes the patient's demographics, the medication requested, its strength, quantity, and the diagnosis codes. The prescriber must also indicate whether the request is for an initial request, renewal, or maintenance therapy. Medical justification for the requested medication must be provided, along with any previous drug usage history if applicable. Supporting documentation may also be required to substantiate the request.

How is the Alabama 369 form submitted?

The completed Alabama 369 form can be submitted via fax or mail. The fax number for submissions is (800) 748-0116, and it can also be mailed to Health Information Designs at P.O. Box 3210, Auburn, AL 36823-3210. It’s crucial to ensure that all required information is accurately filled out to avoid delays in processing the authorization request.

What happens after the Alabama 369 form is submitted?

Once the form is submitted, the Alabama Medicaid Agency will review the request to determine if the medication meets the necessary criteria for coverage. The prescriber will receive notification regarding the approval or denial of the request. If approved, the patient can proceed to obtain the medication. If denied, the prescriber may need to provide additional information or consider alternative treatments.

Common mistakes

  1. Incomplete Patient Information: Failing to provide all necessary patient details, such as the patient's name, Medicaid number, or date of birth, can lead to delays in processing the request.

  2. Missing Prescriber Information: Omitting crucial information about the prescriber, including their name, NPI number, or contact details, may result in the form being rejected.

  3. Insufficient Clinical Justification: Not providing adequate medical justification for the requested drug can hinder approval. Supporting documentation must be attached when necessary.

  4. Incorrect Drug Information: Entering incorrect drug names, strengths, or quantities can cause confusion and may lead to denial of the request.

  5. Failure to Indicate Previous Drug Usage: Not listing previous medications and their usage can result in the need for additional justification, slowing down the process.

  6. Neglecting to Check Required Boxes: Failing to mark essential checkboxes, such as whether the request is for an initial request or a renewal, can lead to processing errors.

  7. Not Following Submission Guidelines: Not adhering to the specific submission requirements outlined by the Alabama Medicaid Agency, such as faxing or mailing to the correct address, may result in delays or rejections.

Documents used along the form

The Alabama 369 form is an essential document used for requesting prior authorization for Medicaid pharmacy services in Alabama. Along with this form, several other documents may be necessary to support the request and ensure compliance with Medicaid guidelines. Below is a list of commonly used forms and documents that often accompany the Alabama 369 form.

  • FDA MedWatch Form 3500: This form is required when requesting a brand-name drug that has a generic equivalent available. It helps report adverse events and product quality issues related to medications.
  • Clinical Justification Letter: A letter from the prescriber detailing the medical necessity for the requested medication. It should include relevant patient history and treatment options considered.
  • Patient Medical Records: Documentation from the patient's healthcare provider that includes previous treatments, diagnoses, and any supporting information relevant to the medication request.
  • ICD-10 Codes: These codes are used to specify the patient's diagnosis and are often required to justify the medication being requested. Accurate coding is crucial for approval.
  • Prior Authorization Tracking Form: A document used to track the status of the prior authorization request. This helps ensure that all necessary steps are followed and deadlines are met.
  • Pharmacy Dispensing Information: Details from the pharmacy that include their NPI number and contact information. This information is essential for processing the request efficiently.
  • Monitoring Protocols Documentation: For specific medications, especially those prescribed to children, documentation that shows adherence to monitoring protocols may be required.
  • Consultation Reports: If a specialist has been consulted, their report may be necessary to provide additional justification for the treatment plan proposed.

These documents collectively help facilitate the prior authorization process, ensuring that patients receive the medications they need while complying with Medicaid regulations. Having all necessary forms ready can significantly streamline the approval process and improve patient care outcomes.

Similar forms

The Alabama 369 form is a specific document used for requesting prior authorization for medications under Alabama Medicaid. Several other forms serve similar purposes in different contexts or jurisdictions. Here are nine documents that are comparable to the Alabama 369 form:

  • Medicaid Prior Authorization Request Form (Various States) - Similar to the Alabama 369 form, these forms are used across different states to request prior approval for certain medical services or medications under Medicaid programs.
  • Medicare Prior Authorization Request Form - This form is utilized by healthcare providers to request prior authorization for services or medications covered under Medicare, ensuring that the treatment is necessary and meets specific criteria.
  • Prescription Drug Prior Authorization Form - Often required by insurance companies, this document requests approval for specific prescription drugs, similar to how the Alabama 369 form requests authorization for certain medications.
  • Health Insurance Prior Authorization Form - Used by various health insurance providers, this form requests prior approval for certain medical treatments or medications, mirroring the process outlined in the Alabama 369 form.
  • Controlled Substance Prior Authorization Form - This form is specifically designed for medications classified as controlled substances, requiring additional justification similar to the requirements of the Alabama 369 form.
  • State Medicaid Specialty Drug Authorization Form - Similar to the Alabama 369 form, this document is used to request authorization for specialty drugs that may require additional documentation or justification.
  • Pharmacy Benefit Manager (PBM) Prior Authorization Form - This form is used by pharmacy benefit managers to evaluate requests for certain medications, paralleling the process in the Alabama 369 form.
  • Private Insurance Prior Authorization Form - Many private insurance companies require a prior authorization request for specific treatments or medications, akin to the process outlined in the Alabama 369 form.
  • Out-of-Network Prior Authorization Form - This document is used when seeking approval for services from out-of-network providers, similar in function to the Alabama 369 form when requesting specific medications.

Each of these documents serves to ensure that the requested treatments or medications are necessary and appropriate, reflecting the goal of the Alabama 369 form in the context of Medicaid. They require similar information regarding patient details, prescriber information, and medical justification.

Dos and Don'ts

When filling out the Alabama 369 form, it is important to follow specific guidelines to ensure accuracy and compliance. Below are seven key points to consider, including actions to take and avoid.

  • Do provide complete patient information, including name, Medicaid number, and date of birth.
  • Do include all relevant prescriber details, such as name, NPI number, and contact information.
  • Do specify the drug requested, its strength, and the quantity needed for the prescription.
  • Do attach any necessary supporting documentation, especially for medical justifications.
  • Don't leave any sections blank. Incomplete forms can lead to delays in processing.
  • Don't forget to check for the latest guidelines on the Alabama Medicaid website before submission.
  • Don't submit medications received through coupons or samples as justification for the request.

By adhering to these guidelines, the likelihood of a smooth approval process increases significantly. Proper attention to detail is essential for both patients and providers.

Misconceptions

Understanding the Alabama 369 form can be challenging, and several misconceptions can lead to confusion. Here’s a list of common misunderstandings, along with clarifications to help you navigate the process more effectively.

  • The Alabama 369 form is only for new medications. Many believe this form is exclusively for initial requests. In reality, it can also be used for renewals and maintenance therapy.
  • All medications require prior authorization. Not every medication needs prior authorization. Only specific drugs listed by the Alabama Medicaid Agency require this form.
  • The form can be submitted without supporting documentation. This is incorrect. Adequate medical justification and supporting documentation are essential for the request to be considered.
  • Pharmacies can fill prescriptions without prior authorization. Prescriptions for medications that require prior authorization cannot be filled until the authorization is granted.
  • Submitting the form guarantees approval. While the form is a necessary step, approval is not guaranteed. The request must meet specific criteria set by the Medicaid Agency.
  • Only physicians can submit the form. While physicians typically complete the form, other qualified healthcare providers can also submit it on behalf of their patients.
  • Once submitted, the process is quick and straightforward. The review process can take time, and applicants should be prepared for potential delays or requests for additional information.
  • Medications obtained through coupons or samples can justify a request. This is a misconception. The Alabama Medicaid Agency does not accept these as valid justification.
  • The form is the same for all patients. The Alabama 369 form may vary based on the specific medication requested and the patient’s medical history, requiring tailored information.
  • Any healthcare provider can prescribe medications without limits. There are restrictions based on the patient’s condition and the medication requested. Providers must follow guidelines to ensure appropriateness.

By addressing these misconceptions, patients and providers can better understand the Alabama 369 form and navigate the prior authorization process more effectively.

Key takeaways

When filling out the Alabama 369 form, there are several key points to keep in mind to ensure a smooth process for your Medicaid Pharmacy Prior Authorization request. Here are some essential takeaways:

  • Patient Information: Make sure to provide accurate details about the patient, including their name, Medicaid number, date of birth, and contact information.
  • Prescriber Details: The prescriber's name, National Provider Identifier (NPI) number, and contact information are crucial. Double-check these details to avoid delays.
  • Clinical Information: Clearly state the drug requested, its strength, quantity, and the number of days' supply needed. This information is vital for the approval process.
  • Diagnosis Codes: Include the appropriate ICD-9 or ICD-10 codes for the patient's diagnosis. This helps to justify the request.
  • Medical Justification: Provide a clear medical justification for the treatment. If the patient has received medications through coupons or samples, note that these cannot be used as justification.
  • Previous Drug Usage: If applicable, list any previous medications the patient has used, along with the reasons for discontinuation. This helps to establish the necessity of the requested drug.
  • Pharmacy Information: If the pharmacy is completing this section, ensure they provide their NPI number and contact details accurately.
  • Additional Documentation: If the request involves specific conditions, such as chronic pain or substance abuse history, ensure that all required documentation is attached to support the request.
  • Submission Process: Once completed, the form can be faxed or mailed to the designated address. Be sure to keep a copy for your records.

Filling out the Alabama 369 form accurately is essential for ensuring that patients receive the medications they need in a timely manner. By following these guidelines, you can help facilitate the authorization process effectively.